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Entrusted financial management and account supervision agreement


Party A: _________
Party B: _________
Party C: _________
Party A entrusts Party B to manage its fund account established in Party C. In order to ensure the common interests of Party A and Party B and the normal conduct of stock transactions, Party A, Party B and Party C shall accept Party A and Party B on the principle of friendly negotiation. The joint entrustment of both parties reached the following agreement on the supervision of stocks and fund accounts opened by both parties:
Article 1 Source of account funds:
1. Party A contributes RMB: _________ yuan.
2. Party B contributes RMB: _________ yuan.
Article 2 The term of the contract term contract is from _________ years ______ months _________ days to _________ years _________ months _________ days.
Article 3 Investment Scope Party A's investment scope entrusted by Party A is the securities listed and traded on the Shenzhen Stock Exchange and the Shanghai Stock Exchange.
Article 4 Operation Method 1. Party A and Party B shall open a joint management account in Party C respectively.
1. Party A opens an account: account name _________; account number: _________.
2. Party B opens an account: account name _________; account number: _________.
At the time of signing this Agreement, the three parties confirmed that the amount of funds in the account opened by Party A is _________ yuan, and the amount of funds in the account opened by Party B is _________ yuan.
Party A undertakes not to withdraw cash or transfer funds to other accounts before the expiration of the term of this contract, nor to transfer or revoke the designated transactions in Party C.
Party B undertakes not to withdraw cash or transfer funds to other accounts before the expiration of the term of this contract, nor to transfer or revoke the designated transactions in Party C.
2. Entrusted by Party A, Party B shall have independent operation rights to the co-management account within the agreed investment scope. Party A has the right to inquire about Party A's capital market value at any time. Party A shall notify Party C in writing if it needs to know the market value of the co-management account and the corresponding funds under the performance bond account. After receiving the notice, Party C shall provide the official status of the co-management account and the guarantee account with the official seal. However, in order to guarantee the independence of Party B's operation, Party C shall not provide Party A with the specific transaction type of the joint account.
3. In order to ensure the safe performance of this Agreement, Party A and Party B authorize Party C to supervise the joint account and the guarantee account. Party C promises that no party may use the co-management account and guarantee the funds in the account without the joint written authorization of both parties. Party C is also responsible for supervising the use of funds by Party B under this account, but does not assume any responsibility for the profit or loss of trading in securities under this account.
4. Within one week before the end of the contract period, Party B must sell the co-management account and all the securities in the guarantee account. On the first day after the contract is terminated, Party B must submit a confirmation of investment results to Party A. The confirmation of the investment result must be confirmed by the seal of Party C and then confirmed by Party A.
5. Party B promises to guarantee the guarantee on the account and ensure that the market value of the condominium account at the end of the period is not less than _________ yuan. After Party B submits the confirmation of investment results to Party A, the market value at the end of the period is lower than the market value at the beginning of the period. Party B authorizes Party C to transfer from the guarantee account of Party B to the co-management account.
6. Party A and Party B shall ensure that the co-management account does not have any overdraft, pledge or guarantee in any form before the contract takes effect and during the period of the contract. During the performance of this Agreement, if Party A or Party B has a debt dispute with a third party, it must ensure that the other two parties to this contract are notified on the date of the dispute and must not be concealed. Party A shall cause losses on the co-management account due to this dispute, and shall not be within the scope of Party B's insurance responsibility.
7. The part of the co-management account whose market value is higher than the opening market value is the investment profit. The agreement between Party A and Party B shall be _________% of Party A and _________% of Party B. The profit to be distributed by Party B shall be jointly signed by Party C and Party B. The “Investment Confirmation Letter” is transferred from the co-management account to the B-guarantee account.
8. Party A must guarantee the cooperation period of the funds of the co-management account, and may not withdraw from the middle. If there is any change, it is necessary to negotiate and the three parties sign a supplementary agreement.
9. Within the entrustment period, unless there is any situation described in Article 10 below, neither Party A nor Party B shall have the right to transfer funds, transfer stocks or cancel designated transactions for the joint account and the guarantee account.
10. When the sum of the market value and the margin of the securities in the guarantee account is less than RMB_________ yuan, Party A has the right to entrust Party C to sell the securities in the co-management account, and the market value of the account is reduced from the initial market value. Party B guarantees that the account will be transferred back to the co-management account, and Party B shall not cooperate for any reason, and agrees to be assisted by Party C.
11. As the supervisor, Party C has the responsibility to supervise the A and B co-management accounts and guarantee accounts. During the supervision period, funds transfer, stock transfer custody or withdrawal of designated transactions cannot be carried out; it is the responsibility of this party to be signed by Party A and Party B. The written instructions assist in the handling of securities transfers, stock transfer custody and designated transactions in the account, and when the total account value of the co-management account and the guarantee account is less than _________ yuan, the designated person will notify both parties.
12. Party C shall not raise any objection to the execution of the written instructions in accordance with this Agreement and the power of attorney. The objections of Party A and Party B shall not affect the execution of the above instructions.
Article 5 Liability for breach of contract Party A, Party B and Party C shall abide by and perform the obligations and responsibilities as stipulated in this Agreement. Any party who violates the agreement of this Agreement shall be liable for breach of contract and liability for compensation.
Article 6 Settlement of Disputes All disputes relating to the performance of this Agreement or related to this Agreement shall be settled through consultations among Party A, Party B and Party C. If the tripartite negotiation cannot be resolved, either party has the right to resolve the case in the people's court.
Article 7 Termination and Others 1. After the expiration of the time limit agreed upon in this Agreement, the supervisory responsibility assumed by Party C shall be released by itself and this Agreement shall be terminated.
2. The written file signed jointly by both Party A and Party B shall terminate the entrusted relationship between the two parties and notify Party C in writing. After Party C completes the relevant procedures, the agreement is terminated.
3. After the expiration of the validity period of this Agreement, if the three parties are still willing to continue cooperation, a separate agreement shall be signed.
4. Party A and Party B's account opening information, Party A's irrevocable power of attorney from Party B, and Party A's reported sell order are all integral parts of this Agreement.
5. This Agreement shall be in duplicate and shall be held by Party A, Party B and Party C respectively. It shall take effect from the date on which the legal representatives of the parties or their authorized representatives sign and affix their official seals, and shall have the same legal effect.
person A person B:_________
Representative: _________ Representative: _________
_________Year ____________________________________________________________________________________________________________________________________________________________________________________________________________
Party C: _________
Representative: _________
_________Year ____________ Date of signing: ______

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