Opening a transfer agreement
_________ Securities Co., Ltd.
address:_________
Postal code: _________
phone:_________
_________ Securities Finance Co., Ltd.
address:_________
Postal code: _________
phone:_________
We hereby sign a transfer account for Party B and sign this Agreement and promise to abide by the following terms:
The first Article A shall be transferred to Party B and shall be handled in accordance with Party B's procedures for the operation of securities dealers to transfer and finance, and the relevant laws and regulations.
Article 2 Both Party A and Party B agree that the amount of the transfer financing shall be _________ yuan, and the amount of the transferred securities shall be handled in accordance with relevant regulations. Party A shall at any time negotiate with Party B the amount of the loan that can be applied for within the amount. Party A shall, according to the regulations of Party B, deliver the relevant financial statements to Party B on time.
Article 3 The funds and securities obtained by Party A to Party B shall be used for the securities lending and securities lending business of securities trading.
Article 4 If Party A transfers funds to Party B, it shall provide all the securities purchased by the funds as collateral; if it is transferred to Rongrong Securities, it shall provide the price of the securities sold as collateral and pay the deposit.
Article 5 Party B may, depending on the securities market and individual securities, and Party A handle the securities lending and securities lending business, reduce the ratio of the refinancing to the discretion, or increase the margin of the margin financing.
Article 6 The term of the transfer and transfer shall be handled in accordance with the time limit for margin financing and securities lending as stipulated by the Financial Supervision and Administration Commission of the Executive Yuan; if Party A fails to repay the loan, Party B shall settle the liquidated damages. Party A shall transfer the securities of the company to the market. When the competent authority approves and announces the termination of the listing, the date of termination of the listing shall be deemed as the maturity date of the refinancing period. After Party B's notice, Party A shall repay the tenth business day before the termination of the listing. Transfer financing or transfer securities. However, if the securities of the upper cabinet are transferred to the listed company by the issuing company, or the merger and the securities of the listed company are eliminated, the securities securities trading brokers are not allowed to do so.
Article 7 Party A shall pay interest to Party B when transferring the financing; Party A shall pay the handling fee to Party B when transferring the securities, and Party B shall pay interest to Party A for the guarantee price and the deposit. The rates of various interest rates and securities lending fees in the preceding paragraph shall be determined by Party B. If the interest rate is adjusted, Party A has already transferred the outstanding portion, and Party B has calculated the interest rate from the date of adjustment and paid interest.
Article 8 A shall transfer to Party B, and the money or securities to be delivered or received by the securities trading office shall be made through the stock exchange, the securities counter trading center or its entrusted settlement and delivery institution. However, it is not necessary to go through the stock exchange or the securities counter trading center, and it can be directly accepted by Party A and Party B.
Article 9 Party A shall transfer financing to Party B. If the price of the guaranteed securities falls due to the decline in the price of the secured securities, the ratio of the guaranteed securities to the market price of the secured securities exceeds the original transfer financing ratio; or if the price of the convertible securities rises, the amount of the guarantee deposits fails to reach the original number. Party A shall pay back the collateral or security deposit or pay off the difference within the time limit notified by Party B.
Article 10 The margin for the transfer securities that shall be paid by Party A, and the difference between the securities for the financing of the financing, the guarantee price for the transfer securities, and the margin for the transfer securities shall be offset by the securities of Party B. Party B shall not pay interest. .
Article 11 The following sums and securities paid by Party A shall be used by Party B during the transfer period:
1. The cash bond guarantee price and the cash difference paid.
2. Cash margin deposit and the difference in cash paid.
3. Transfer financing secured securities and offset securities.
4. The deductible securities of the difference in the amount of the guarantee bond.
5. Transfer securities and their balances are offset.
For the securities of the preceding paragraph, Party B shall deliver the securities of the same kind and quantity when repaying the transfer.
Article 12 If Party A has one of the following circumstances, Party B shall dispose of its collateral and related funds or securities and report it to the competent authority for reference.
1. The refinancing has not been repaid over the prescribed time limit.
2. Not exchanged for securities.
3. The deposit of the collateral or the vouchers is not repaid, or the difference is paid off.
4. Reimbursement of the transfer coupon before the transfer company stops the transfer.
5. Those who did not repay the transfer financing or transfer securities in accordance with one of the provisions of Article 6.
6. The refinancing debt was not repaid in accordance with Article 15. If the collateral is disbursed, Party A shall be responsible for making up the difference. If it is not replenished, Party B shall be able to dispose of other securities or funds of Party A. If it is still insufficient and has not paid up, Party B shall have no objection to Party B. If Party B fails to dispose of the collateral due to abnormal market price or other special accidents, Party A shall not refuse to pay off the debt.
Article 13 Party A shall handle the transfer procedures of the transfer financing guarantee securities and various types of counterfeit securities in accordance with the methods prescribed by Party B. If there is any loss or damage to the securities owner's rights, Party A shall be responsible for compensation.
Article 14 During the period of public bidding, lending or bidding for certain securities or margin securities, Party A shall, if there is any transfer of such securities, be aware of the relevant provisions of Party B on the operation of securities dealers. Handle.
Article 15 If Party A has one of the following circumstances, it shall repay all the debts, and Party B shall terminate this Agreement and cancel the transfer account:
1. The business license is revoked by the competent authority.
2. The use of market agreements is terminated by stock exchanges or securities counter trading centers.
3. Dissolve or go out of business on your own. 4. Violation of the relevant matters of this Agreement.
Article 16 After the signing of this Agreement, if there are any changes to the relevant laws and regulations, it shall be handled in accordance with the provisions of the change.
Article 17 This Agreement shall be the place of performance of Party B's place of business. If it is involved in a lawsuit in this Agreement, the court of the place where Party B is located shall be the court of jurisdiction.
Article 18 This Agreement shall enter into force on the date of signing, and shall be divided into two originals, each of which shall hold a copy.
person A person B:_________
Legal representative: _________ Legal representative: ______
_________Year ____________________________________________
Signing location: _________ Signing location: _________
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