Online securities trading commission agreement
After friendly negotiation, Party A and Party B shall entrust Party B to entrust Party B to act on the online entrusted business of securities to sign the following agreement.
1. When signing this agreement , Party A must carefully read the possible investment risks of the following securities transactions.
1. Because of the reasons mentioned in the Risk Disclosure Book, investors are exposed to the risks and even the risk of losses that may not be expected when they are unable to make investment decisions.
2. Risks caused by investors who are unfamiliar with trading operations or who are not familiar with or even misunderstood the rules governing securities transactions.
3. The risk of being illegally used by others and causing economic losses due to the leaking of the personal operation password of the investor and the loss of the valid certificate.
4. Investors shall bear the economic losses that may result from the inability of the investors to entrust the trading order due to force majeure or power failure caused by Party B, communication line failure, computer failure, satellite transmission interruption, etc.
2. Party A entrusts Party B to conduct online securities transactions, and both parties reach the following terms on the entrustment and agency matters.
1. All securities trading activities of Party A must comply with relevant state laws and regulations, securities management departments and relevant regulations of Party B. The securities commissioned online are securities listed on the Shanghai Stock Exchange and the Shenzhen Stock Exchange.
2. When Party A applies for the opening of an online entrustment, Party A must submit an application in person and provide his/her ID card, securities account, security digital certificate and fund account, and may not entrust others to handle it. Party A is willing to assume all legal and economic responsibilities for the legality, authenticity and identity of the documents provided to Party B.
3. While Party A is handling the online entrustment, Party B will open a telephone entrustment for it as an alternative transaction method.
4. Party A shall set and master the operation password when opening an account, and shall be responsible for the confidentiality and bear all the consequences arising from the use of the password for trading. All transactions conducted by passwords shall be regarded as a valid entrustment handled by Party A in person, and Party B shall not bear any responsibility for this.
5. Party B shall provide Party A with securities market information information through the internet, provide information related to the transaction, and indicate the time when the information source is released. Party A shall verify and verify other information of the market letter through other means such as telephone.
6. The entrustment of Party A's securities trading collection bid and continuous bidding shall be carried out within the time limit specified by the exchange and the limit of the securities price increase or decrease, otherwise it shall be regarded as invalid commission. Entrustments that fail to close the auction in the aggregate auction will be automatically transferred to the consecutive auction on the day.
7. The confirmation of the transaction is based on the final return data after the closing of the exchange. The immediate return of the transaction before this is for reference only. Party B shall provide Party A with a written statement on a regular basis every week. If Party A has any objection, it can be verified by telephone or in person.
8. Party A's purchase entrustment must have full transaction settlement funds; the sale entrustment must have sufficient securities; otherwise, Party B will not accept it.
9. Party A shall, through its ID card and securities account and fund account card, go to Party B's fund counter to handle the access to Party A's fund account, and Party A shall not bear any responsibility for the loss of Party A's account funds due to the loss of valid withdrawal documents.
10. Party B does not provide funds transfer services in the form of online or telephone, nor does it provide online securities transfer services.
11. Party A is making an online commission. The single commission amount may not exceed _________ yuan, and the single-day commission amount may not exceed _________ yuan.
12. Unless Party A agrees; or at the request of the judicial authority, Party B shall not disclose Party A's entrusted matters and account opening materials.
13. Party A shall be responsible for the loss of Party A caused by force majeure or non-communication, power supply and other factors caused by Party B in the securities transaction.
14. During the entrustment of the agent, in the event of changes in the relevant securities regulations, management measures and exchange trading rules, both parties shall comply with the relevant provisions after the change.
3. Party B has the right to interpret the terms of this Agreement and the instructions for use of the Entrustment System. If there is any dispute, the parties shall resolve it through negotiation. This Agreement shall be under the jurisdiction of the People's Court where the business department is authorized by Party B.
4. This Agreement shall be made in two copies, each of which shall be executed by both parties, and shall become effective upon signing by both parties.
person A person B:_________
Representative: _________ Representative: _________
_________Year ____________________________________________
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