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Bank Securities Designated Transaction Agreement


Party A: _______________________
Legal representative: _________________
address:_______________________
Zip code: _______________________
contact number:___________________

Party B: _____________ Branch Legal Representative of Securities Department: _________________
address:_______________________
Zip code: _______________________
contact number:___________________

The Bank's securities designated transaction agreement was entered into by the parties listed above in _________ on _________ years _________ months _________.

In view of the “Notice on the Implementation of Selectively Designated Trading System” in accordance with the _________ Stock Exchange, Party A and Party B agree that Party A chooses Party B as the designated trading place. In order to clarify the responsibilities of both parties and abide by the credit, the two parties reached a bank-designated transaction agreement by consensus. The agreement is as follows:

The first stock account number of the designated transaction of Party A is: _________, and the ID number is: _________.

Article 2 The scope of the designated transactions between Party A and Party B shall be limited to the types of paperless securities listed and traded on the stock exchange.

Article 3 During the designated transaction period, Party A's transactions shall be handled by Party B, and the company shall ensure that the liquidation and delivery obligations are fulfilled as required, and Party B shall provide Party A with reconciliation business to ensure that Party A's rights and interests are not infringed. If Party A appoints Party B's securities and guarantees the right to produce blonde hair, Party B shall decide and deal with it according to the relevant laws and regulations promulgated by the State.

Article 4 After fulfilling the liquidation and delivery obligation, Party A has the right to cancel or change the designated trading place, and Party B guarantees that Party A shall cancel the registration procedure of the designated trading place in time.

Article 5 In order to change or cancel a designated transaction, Party A shall personally go to Party B's business counter to fill out the “Designated Transaction Deregistration Form” and present his/her stock account number and original ID card before proceeding.

Article 6 The cancellation or change of a designated transaction shall be declared on the same day and shall take effect on the next day.

Article 7 The acts designated by Party A and Party B shall comply with the relevant laws, decrees and _________ securities exchange business rules of the State.

Article 8 In accordance with the relevant provisions of the State Policy and the stock exchange, Party B has the power to amend the terms of this Agreement. Such modification will be notified to the investor in the form of an announcement at the business premises.

Article 9 Prior to the signing of this Agreement, Party A has read and fully understood the contents of Party B's various trading regulations and the terms of this Agreement.

Article 10 Statement and Guarantee
10.1 Party A's representations and warranties that it is entitled to conduct the acts set forth in this Agreement and have taken all necessary actions to authorize the signing and performance of this Agreement;
This Agreement shall constitute a binding obligation on the date of signing.
10.2 Party B's representation and assurance that it is a bank established and validly existing in accordance with the law;
It has the right to conduct the acts specified in this Agreement and has taken all necessary actions to authorize the signing and performance of this Agreement;
This Agreement shall constitute a binding obligation on the date of signing.

Article 11 Liability for breach of contract During the designated transaction period, if the other party's losses are caused by a breach of contract, the responsible party shall be liable. If a party fails to perform its obligations under this Agreement, it shall be liable to a fine of _________ yuan to the other party.
If a party breaches its representations, warranties or other obligations under this Agreement and causes the other party to suffer losses, the injured party is entitled to claim compensation.

Article 12 A confidential party shall have the obligation to keep confidential the business secrets of the other party informed by the Bank's designated securities transaction agreement, and shall not disclose it to other relevant third parties, but otherwise provided by the current laws and regulations of China or written by the other party. Except for consent.

Article 13 Supplements and Changes This Agreement may be amended or supplemented in writing in accordance with the opinions of the parties, and the resulting supplementary agreement shall have the same legal effect as the Agreement.

Article 14 Attached file of the agreement
14.1 The subsidiary files of this Agreement include but are not limited to:
Amendments, additions, and alterations signed by the parties in connection with the performance of this Agreement;
A copy of the business license of each party, and various related legal files.
14.2 Any party who violates the relevant provisions of the subsidiary files of this Agreement shall be liable in accordance with the provisions of this Agreement for breach of contract.

Article 15 Force Majeure If Party A loses due to unpredictable or force majeure of Party B, Party B shall not be liable.
In the event that any party fails to perform this Agreement in whole or in part due to force majeure, or delays in the performance of this Agreement, the event shall be notified to the other party in writing within _______ days from the date of the event of force majeure, and from the date of the event _ Within ______ days, submit to the other party a certificate that causes all or part of it to be unfulfilled or delayed.

Article 16 Settlement of Disputes This Agreement shall be governed by the laws of the People's Republic of
In the event of a dispute between the parties to this Agreement concerning the interpretation or performance of the relevant provisions of this Agreement, they shall be settled through friendly negotiation. If no written agreement is reached through negotiation, either party has the right to file a lawsuit in a people's court with jurisdiction.

Article 17: Reservation of a right Any party that fails to exercise its rights or does not take any action against the other party's breach of contract shall not be considered a waiver of the right or a waiver of the liability for breach of contract. Any waiver of any right against the other party or waiver of any liability of the other party shall not be considered a waiver of any other right or any other liability against the other party. All waiver should be made in writing.

Article 18 Subsequent legislation shall have no effect on this Agreement unless it is expressly provided by the law itself. Subsequent legislative or legal changes shall not affect this Agreement. The parties shall amend or supplement this Agreement by consensus in accordance with subsequent legislative or legal changes, but shall be in writing.

Article 19 Notice
19.1 Notices or communications required or permitted by this Agreement, regardless of the manner in which they are transmitted, shall take effect when they are actually received by the party notified.
19.2 “Actually received” in the preceding paragraph means the notification or communication content arrives at the legal address or address of the addressee or the specified address range.
19.3 A party's change notice or mailing address shall notify the other party of the changed address within _________ days from the date of the change, otherwise the changer shall bear legal responsibility for all consequences arising therefrom.

Article 20 Interpretation of the Agreement The title of the articles of this Agreement shall be for convenience only and shall not affect the meaning of the articles to which the title belongs.

Article 21 Conditions for Entry into Force This Agreement shall enter into force on the date on which the legal representatives of the parties or their authorized agents sign and affix their official seals. All parties shall stamp the original seal on the original of the agreement. This Agreement shall enter into force on the _________ business day signed and sealed by both parties and shall terminate upon the cancellation of the designated transaction by Party A.
This Agreement is a _________ share with the same legal effect. The parties shall each hold _________ copies, and the other shall be used to perform relevant legal procedures.

Party A: ____________
Legal representative: ______
_________Year _______ Month ____ Day Signing Location: ________________

Party B: ____________
Legal representative: ______
_________year month day

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