Stock asset entrusted management agreement
Party A: ________________
address:__________________________
Legal representative: ____________________
Party B: ________________
address:__________________________
Legal representative: ____________________
After friendly consultation, Party A and Party B reached the following agreement:
1. Party A entrusts Party B to manage its assets in the accounts of the __________ securities __________ business department for a total of RMB _______ million.
2. Party B shall conduct legal securities trading in the entrusted account. If a loss occurs, Party B shall bear all economic liabilities. During the period of validity of the agreement, neither Party A nor Party B has the right to unilaterally transfer funds from the entrusted account.
3. Party B voluntarily pledges all of its accounts opened in the __________ securities _________ business department as repayment of the principal of the assets entrusted by Party A and the agreed proceeds until the expiration of the agreement period. Pledged assets include assets in all branch accounts under the fund account.
4. Party A guarantees the stability and legality of the source of the entrusted funds and assumes corresponding legal responsibilities.
5. Party A and Party B agree that the period of entrustment is ____ months, from ____________________________________________________________________________________________________________________________________________________
6. Party B guarantees the stability and legality of the funds and securities sources of Party A, and bears the corresponding legal responsibilities, and guarantees that the third party other than Party A will no longer be repeatedly pledged or guaranteed.
7. Based on the need for financial security, Party A and Party B shall waive their right to apply for the use of the “Bank Transfer Transfer” system. If Party A and Party B have applied for the “Bank Transfer Transfer” system, they shall cancel it before the formal signing of this Agreement. During the period of asset entrustment, neither Party A nor Party B shall have the right to unilaterally revoke the transfer of designated funds, transfer of trust or transfer of funds, securities, etc. to the relevant fund accounts in this Agreement. Except for interest paid by Party B in the pledge account.
8. From the date of signing this Agreement, Party A shall obtain the right to monitor the pledge account and the right to dispose under certain circumstances. Party B shall specifically authorize Party A's staff member ________ to be a special agent of Party B to exercise disciplinary power over the supervisory account when the circumstances specified in Articles 12 and 13 of this Agreement arise. Party A recognizes that the special agent of Party B is a person appointed by the party.
9. Party B promises to give Party A the annual entrusted rate of return of ________. Party B's gains and losses on securities trading are not related to Party A. If a loss occurs, Party B shall bear all economic losses and shall supplement it from the funds or securities pledged. If Party B's pledge funds or securities are still insufficient to make up, Party A shall continue to recover the balance. The right until Party B pays Party A's entrusted asset principal and agreed income.
X. Party B shall pay Party A the principal of the entrusted assets and the entrusted income of RMB ________ yuan in accordance with the provisions of Article 9 on ____________________________________________________________________________________________________________________________ After Party B has paid Party A the principal of the entrusted assets and the agreed proceeds, the assets in the supervision account in this Agreement are owned by Party B.
11. During the pledge period, if the stock invested by Party B belongs to high-risk stocks, the standard is: the stock is consolidating at a high level, and the stock price has doubled in one year or has doubled in the previous two years to increase the volume; it is more obvious that the dealer is already in control. Stocks; *st stocks; then A special agent of Party A can exercise the right to dispose of the pledge account with the authorization certificate, and unilaterally dispose of the stocks in the supervision account, including the sale of stocks. At the same time, Party A has the right to terminate this Agreement unilaterally.
12. As the actual operator of the account, Party B is obliged to keep abreast of the assets of the entrusted account and the pledged account, and to ensure that the total assets of the pledged account and the entrusted account are not less than RMB ________ million. During the pledge period, when the total assets of the pledge account and the entrusted account are reduced to the aforementioned amount, Party B shall add margin or securities before the opening of the securities market on the next day, so that the total assets in the supervision account will be supplemented to ________ million.
13. If Party B fails to replenish the assets as required by Article 12 or Party B cannot return Party A’s principal of the entrusted assets and the agreed proceeds of this Agreement to a total of ________ million yuan, Party B shall immediately lose supervision The disposition of funds and securities in the account, the special agent of Party A may exercise the disposition right on the supervision account with the authorization voucher, realise the securities in the supervision account and entrust the funds in the account to the principal of the assets and the income of the parties. This is the designated account of Party A. At the same time, this Agreement is terminated. In the event of such a situation, Party B shall be deemed to be in breach of contract, Party A may recover the entrusted assets and agreed proceeds in advance, and Party B shall bear the loss of assets in the supervision account caused by the discretionary power of Party B's special agent.
14. During the period of the agreement, if the relevant state power department adopts measures such as sealing, freezing or compulsory transfer of securities or funds in the pledge account or the entrusted account, all the consequences caused by the parties shall be settled through negotiation between Party A and Party B.
15. If Party A unilaterally suspends the entrustment agreement in advance during the entrustment period, it shall resolve it with Party B. If the negotiation fails, Party A shall automatically waive the proceeds of the entrusted assets and bear the liquidated damages of the entrusted assets for the same period of bank interest. Party A shall be responsible for the loss of the entrusted assets due to the suspension of the agreement in advance.
16. If Party B unilaterally suspends the entrustment agreement in advance during the entrustment period, it shall resolve it with Party A. If the negotiation fails, Party B shall regard the entrustment period as completed, and shall pay Party A the principal of the entrusted assets and the promised proceeds.
17. During the period of validity of the agreement, if the stock is frozen due to long-term suspension or delisting of the stock, Party B shall still return the principal of the assets entrusted by Party A and the agreed proceeds on schedule.
18. In the event of changes in national policies and regulations and force majeure factors affecting the continued implementation of this Agreement, Party A and Party B shall terminate the agreement in a timely and unconditional manner and return the principal of the assets entrusted by Party A and the agreed proceeds on the day of termination of the agreement, without objection.
19. This agreement shall enter into force upon signature by both parties. This Agreement is made in two copies, one for each of Party A and Party B. All have the same legal effect.
20. Attached files of this Agreement: A special power of attorney has the same legal effect as this Agreement.
Party A: ________________
ID card:______________________________
contact number:____________________________
Party B: ________________
ID card:______________________________
contact number:____________________________
Signing date: ________ years ________ month ___ day
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