Investment Advisory Service Agreement
Service Units:_________
Legal representative: _________
Position: _________
address:_________
phone:_________
client:_________
identification number:_________
address:_________
phone:_________
In view of the fact that Party B intends to obtain consulting services from Hong Kong and overseas stock market investment from Party A, and Party A has indicated to Party B that it has the professional and technical personnel and technical resources required to provide the service, and agrees to provide services, Party A and Party B shall "The Securities Law of the People's Republic of China", "Interim Measures for the Administration of Securities and Futures Investment Consulting", "The Contract Law of the People's Republic of China", Hong Kong "Securities and Futures Ordinance" and other relevant laws and regulations, in accordance with the principle of equal negotiation, honesty and credit, This Agreement is entered into with respect to matters relating to Party B's provision of investment advisory services in Hong Kong and overseas stock markets.
1. definition
Unless otherwise stated in the contract, the following terms of this contract have the following meanings:
1.1 “Applicable Law” means laws, regulations and other normative files that have legal effect in the People's Republic of China;
1.2 “Contract” means the “Investment Advisory Service Agreement” signed by the parties to this Agreement by fax on _____________________________________________
1.3 “Service” nail work performed in accordance with the terms of this Agreement for the completion of the project covered by the Agreement;
1.4 “Hong Kong and Overseas Stock Markets” means all trading products listed on the Hong Kong Stock Exchange and trading products in major markets such as the US and Europe.
2. Type of service _________.
2.1 Party B entrusts Party A to provide investment value analysis opinions and suggestions on Hong Kong and overseas stock market investments;
2.2 Party A accepts the entrustment of Party B and provides Party B with opinions and suggestions on the investment value of Hong Kong and overseas stock markets.
3. Service fee, delivery time and method
Party B shall pay Party A a fee of _________ yuan for the services stipulated in this Agreement. These expenses shall be paid by Party B to Party A in the form of _________ at the time of signing this Agreement.
4. Responsibility and obligation
4.1 Party A’s obligations
Party A shall make every effort to perform its consulting services and obligations in an efficient and economic manner in accordance with recognized standards and practices of international professional consulting organizations.
Party A shall abide by the laws of the People's Republic of China when performing its consulting services.
Party A shall not accept commissions, kickbacks or similar payments for personal gain in the course of performance of this Agreement.
Party A shall be responsible for the workload and integrity of the consulting services.
Without the authorization of Party B, Party A shall not transfer the obligations under this Agreement under any circumstances;
4.2 Party B's responsibilities and obligations
Party A shall pay the service fee in accordance with the agreement of this Agreement.
Provide necessary assistance to Party A in fulfilling the services performed in this Agreement.
The consequences of Party B’s and its employees or agents shall be borne by Party B. Party B guarantees that Party A shall not be liable for the loss, damage or casualty caused by Party B and its employees or agents to Party B and any third party due to wrongful conduct, negligence or breach of contract during the term of the agreement or after the expiration of the agreement.
5. Confidentiality agreement
5.1 Party A warrants and undertakes to have strict confidentiality obligations for Party B's financial status, trade secrets and other circumstances that are known during the signing of this Agreement and/or during the process of providing Party B with the services covered by this Agreement.
5.2 Party B warrants and undertakes that Party A shall not disclose or disclose the investment research analysis opinions or suggestions provided by Party A to any third party without the written consent of Party A.
6. Special date
Party A and Party B unanimously agree and confirm that Party A shall provide Party B with investment research analysis opinions or suggestions only in accordance with the types of services stipulated in this Agreement, and shall not represent Party B in securities investment activities. Party B shall not enjoy any income or assume any responsibility for the profit or loss of the relevant investment based on the investment research analysis opinions or suggestions provided by Party A.
7. Alteration, termination and dissolution of the agreement
7.1 During the performance of this Agreement, this Agreement shall automatically terminate in the following circumstances:
The inability to continue this Agreement due to force majeure events;
The term of this Agreement expires.
7.2 After Party B signs this Agreement and pays the service fee to Party A, Party B shall not request the termination of this Agreement and refund the relevant fees for any reason.
7.3 If Party A discovers that Party B has privately disclosed or disclosed the contents of the securities investment research opinions or suggestions provided by Party A to others, Party A has the right to unilaterally terminate this Agreement and not refund the services paid by Party B. cost.
8. Entry into force of the agreement and other
8.1 This Agreement shall enter into force on the date of signature by both parties, and shall be valid for _________ months to _________ years _________ months _________ days.
8.2 This Agreement shall be _________ copies, Party B shall hold _________ copies, and Party A shall hold _________ copies, which shall have the same effect.
person A person B:_________
Legal representative: _________
_________Year ____________________________________________
Place of signing: _________ Signing location: _________
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