Stock Exchange SMEs Securities Listing Agreement

Stock Exchange SMEs Securities Listing Agreement

Party A: _________

Legal representative of the stock exchange: _________

Legal address:_________

contact number:_________

Party B: _________

Legal representative: _________

Legal address:_________

contact number:_________

Article 1 This Agreement is signed in accordance with the Company Law, the Securities Law and the Stock Exchange Management Measures for the purpose of regulating the listing of securities of SMEs.

Article 2 Party A shall, in accordance with the relevant regulations, review all listing application files submitted by Party B, and accept that its securities are listed when it meets the listing requirements.

The securities referred to in this Agreement include stocks, convertible corporate bonds and other derivatives.

Article 3 Party B and its directors, supervisors and senior management understand and agree to abide by any listing rules as amended by Party A from time to time, including but not limited to the Shenzhen Stock Exchange Listing Rules and the Shenzhen Stock Exchange Convertible Corporate Bonds. Listing Rules, Special Regulations for Listed Companies of the SME Board of Shenzhen Stock Exchange, and paying any listing fees due.

Article 4 Party B agrees to the following arrangements concerning the termination of listing, and promises to include it in the company's articles of association and to comply with:

After Party B's stock is terminated, it will enter the agency share transfer system to continue trading.

Party B shall not make any modifications to the provisions of the preceding paragraph contained in the Articles of Association.

Article 5 Party B undertakes to sign the Agreement on Transfer of Entrusted Agency Shares with the securities company that has the qualification to engage in the brokerage business of the agent to transfer the shares within _________ months after the listing of the shares, stipulating that once the stock of Party B is terminated, the securities company shall immediately Become the sponsor of the agency transfer of its shares. The above agreement shall take effect on the date on which Party B terminates its listing.

If Party B fails to confirm the sponsoring brokerage before the termination of listing, Party B shall be deemed to have agreed that Party A shall, when it decides to terminate the listing of Party B's shares, shall appoint a temporary sponsoring brokerage company to provide Party B with the share transfer agency service, and Party B shall bear the relevant expenses.

Article 6 Party B undertakes to establish an internal audit system within _________ months after the listing of its shares, to supervise and verify the implementation and financial status of the company's financial system.

Article 7 Party B shall abide by any laws, regulations, rules and regulations, and relevant rules, methods and notices of Party A, including but not limited to the rules in Article 3 above. The various commitments made by Party B and its directors, supervisors and senior management at the time of listing and after listing shall be an integral part of this Agreement and shall be observed.

Article 8 Party A shall be in accordance with the relevant laws, regulations, rules and the “Stock Listing Rules of Shenzhen Stock Exchange”, “Listing Rules for Convertible Corporate Bonds of Shenzhen Stock Exchange” and “Special Provisions for Listed Companies of SMEs of Shenzhen Stock Exchange” It is stipulated that daily supervision should be implemented for Party B.

Article 9 Party B shall pay Party A the listing fee. The listing fee is divided into the initial listing fee and the monthly listing fee.

The initial fee for stock listing is _________ yuan. The monthly fee for listing is based on the total share capital. If the total share capital does not exceed _________, it will be paid _________ yuan per month. For each _________, the monthly fee will increase by _________ yuan. More than _________ yuan.

The initial fee for the listing of convertible bonds is ________% of the total amount of convertible bonds, up to _________ yuan. The monthly fee for listing is based on the total amount of convertible bonds. If the total amount of convertible bonds does not exceed _________ yuan, it will be paid _________ yuan per month. For those exceeding _________ yuan, each additional _________ yuan will be charged. Increase _________ yuan, up to _________ yuan.

The charging standards for other derivative products shall be implemented by Party A upon approval by the relevant competent authority.

With the approval of the relevant competent authority, Party A may adjust the above charging standards.

Article 10 The initial fee for listing shall be paid ____________ business days before the listing date. The monthly listing fee is paid from the _________ months after the listing to the end of the listing, and is paid before the _________ day of the month. It can also be paid in quarterly and annual. If the listing fee is overdue, Party A will charge a late fee of _________% of the amount due.

Article 11 After the suspension of listing, Party B's securities will resume listing and will not pay the initial fee for listing. After Party B's securities are terminated, the listed listing fees will not be refunded.

Article 12 Party B agrees to promptly notify Party A in writing of any company actions or other events that cause Party B to no longer meet the listing requirements.

Article 13 The implementation and interpretation of this Agreement shall be governed by the laws of the People's Republic of China.

Article 14 Both Party A and Party B shall first resolve through disputes and disputes arising out of or in connection with the implementation of this Agreement. If it is not settled through negotiation within _________ days after the dispute or the date of the dispute, either party may submit the dispute to the China International Economic and Trade Arbitration Commission for arbitration in accordance with the applicable arbitration rules at that time. The arbitral award is final and is legally binding on both parties.

Article 15 This Agreement shall enter into force on the date of signature and seal by both parties. The parties may modify and supplement this Agreement in writing, and the revised and supplemental agreements relating to this Agreement signed and sealed by both parties are an integral part of this Agreement and have the same legal effect as this Agreement.

Article 16 This Agreement shall be in the form of _________ copies, and each party shall hold _________ copies.

person A person B:_________

Legal representative: _________ Legal representative: ______

_________Year ____________________________________________