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Model Agreement for the Listing of SME Securities


Party A: Legal representative of the stock exchange:

Legal address:

contact number:

Party B:

Legal representative:

Legal address:

contact number:

Article 1 This Agreement is signed in accordance with the Company Law, the Securities Law and the Interim Measures for the Administration of Stock Exchanges to regulate the listing of securities of SMEs.

Article 2 Party A shall, in accordance with the relevant regulations, review all listing application files submitted by Party B, and accept that its securities are listed when it meets the listing requirements.

The securities referred to in this Agreement include stocks, convertible corporate bonds and other derivatives.

Article 3 Party B and its directors, supervisors and senior management understand and agree to abide by any listing rules as amended by Party A from time to time, including but not limited to the Shenzhen Stock Exchange Listing Rules and the Shenzhen Stock Exchange Convertible Corporate Bonds. Listing Rules, Special Regulations for Listed Companies of the SME Board of Shenzhen Stock Exchange, and paying any listing fees due.

Article 4 Party B agrees to the following arrangements concerning the termination of listing, and promises to include it in the company's articles of association and to comply with:

After Party B's stock is terminated, it will enter the agency share transfer system to continue trading.

If Party B's shareholders' general meeting makes amendments to the above contents, it shall obtain more than two-thirds of the voting rights held by all shareholders of Party B's tradable shares.

Article 5 Party B undertakes to sign the Agreement on Transfer of Entrusted Agency Shares with a securities company that has the qualification to engage in the brokerage business of the agent to transfer the shares within six months after the listing of its shares, stipulating that once the stock of Party B is terminated, the securities company will immediately become its The sponsor of the agent of the transfer of shares. The above agreement shall take effect on the date on which Party B terminates its listing.

Article 6 Party B undertakes to establish an internal audit system within six months after the listing of its shares, to supervise and verify the implementation and financial status of the company's financial system.

Article 7 Party B shall abide by any laws, regulations, rules and regulations, and relevant rules, methods and notices of Party A, including but not limited to the rules in Article 3 above. The various commitments made by Party B and its directors, supervisors and senior management at the time of listing and after listing shall be an integral part of this Agreement and shall be observed.

Article 8 Party A shall be in accordance with the relevant laws, regulations, rules and the “Stock Listing Rules of Shenzhen Stock Exchange”, “Listing Rules for Convertible Corporate Bonds of Shenzhen Stock Exchange” and “Special Provisions for Listed Companies of SMEs of Shenzhen Stock Exchange” It is stipulated that daily supervision should be implemented for Party B.

Article 9 Party B shall pay Party A the listing fee. The listing fee is divided into the initial listing fee and the monthly listing fee.

The initial fee for stock listing is 30,000 yuan. The monthly fee for listing is based on the total share capital. If the total share capital does not exceed 50 million, it will be paid 500 yuan per month. For each additional 50 million, the monthly fee will increase by 100 yuan. More than 2,500 yuan.

The initial fee for the listing of convertible bonds is paid at 0.01% of the total convertible bonds, up to a maximum of 30,000 yuan. The monthly fee for listing is based on the total amount of convertible bonds. If the total amount of convertible bonds does not exceed 100 million yuan, it will be paid 500 yuan per month. For those exceeding 100 million yuan, the monthly fee will increase by 100 yuan. The maximum is no more than 2,000 yuan.

The charging standards for other derivative products shall be implemented by Party A upon approval by the relevant competent authority.

With the approval of the relevant competent authority, Party A may adjust the above charging standards.

Article 10 The initial fee for listing shall be paid three working days before the listing date. The monthly listing fee is paid from the second month after the listing to the end of the listing, and is paid before the fifth day of each month. It can also be paid in quarterly and annual. If the listing fee is overdue, Party A will charge a late fee of 0.03% of the amount payable.

Article 11 After the suspension of listing, Party B's securities will resume listing and will not pay the initial fee for listing. After Party B's securities are terminated, the listed listing fees will not be refunded.

Article 12 Party B agrees to promptly notify Party A in writing of any company actions or other events that cause Party B to no longer meet the listing requirements.

Article 13 The implementation and interpretation of this Agreement shall be governed by the laws of the People's Republic of China.

Article 14 Both Party A and Party B shall first resolve through disputes and disputes arising out of or in connection with the implementation of this Agreement. If it is not resolved through negotiation within 30 days after the dispute or the date of the dispute, either party may submit the dispute to the China International Economic and Trade Arbitration Commission for arbitration in accordance with the applicable arbitration rules at that time. The arbitral award is final and is legally binding on both parties.

Article 15 This Agreement shall enter into force on the date of signature and seal by both parties. The parties may modify and supplement this Agreement in writing, and the revised and supplemental agreements relating to this Agreement signed and sealed by both parties are an integral part of this Agreement and have the same legal effect as this Agreement.

Article 16 This Agreement shall be in quadruplicate and each party shall hold two copies.

person A person B:

Legal representative: Legal representative:

Year, month, day, month, day

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