Agency Securities Sale and Purchase Agreement

1. The securities market is a high-risk market. Investors may obtain income through securities investment, and may also suffer losses due to securities investment;

2. This Agreement contains _____ Securities Co., Ltd. _______ Sales Department Disclaimer, and the _____ Securities Co., Ltd. ______ Sales Department shall not bear any responsibility for any loss caused to investors by the terms of the disclaimer;

3. It is recommended that investors carefully consider the risks of the securities market and the meaning of the exemption clauses of this Agreement before deciding whether to invest in the securities market and sign this Agreement with the _____ Securities Co., Ltd. ______ Sales Department. Disclaimer

1. You unconditionally agree to the following disclaimers, and the company does not assume any economic and legal responsibilities:

2. Investors applying for securities trading entrusted agency business, resulting in losses caused by untrue information;

3. Losses caused by investors due to loss of securities account, password leakage, and improper operation;

Fourth, the company's computer network system has failed, the company is responsible for timely repair, but the economic losses caused by the failure of the network system;

5. The economic losses of investors caused by earthquakes, fires, typhoons, floods, wars, government actions, and other force majeure and unpredictable factors, such as power outages, network system failures, and telecommunications failures;

6. The market data comes from professional securities institutions. The company strives for but does not guarantee the accuracy, immediacy and stability of the data; the information provided by the company is for reference only, and the losses incurred by the investors in accordance with the investment activities;

7. Loss of investors caused by events beyond the control of the Company;

8. All consequences caused by investors in violation of relevant state laws and regulations shall be at their own risk.
Party A: ___________: ___________
Party B: _____ Securities Co., Ltd. _____________________ The securities business department A and Party B shall, in accordance with the relevant provisions of the Securities Law, reach the following agreement on the entrustment of Party B to act as agent for securities trading and related business, in order to jointly abide by them.

Article 1 Opening an account
1. Party A must fill in the detailed account opening information before entrusting Party B to conduct securities trading activities. At the same time, Party A must also present the original and photocopy of the ID card and securities account card. Party A may choose to reserve one or two bank withdrawal accounts for the purpose of withdrawing funds from customers in the future.
When Party A opens an account, it must reserve transactions and deposits to access the two passwords for future transactions, withdrawals, etc.; if Party A is an institution, a separate seal must be reserved.
2. Investors who open an account in Party B must go through the formal procedures for the full-scale trading of the Shanghai Stock Exchange. In the process of handling the designated transaction, the investor must provide his ID card, Shanghai shareholder card, and sign the "Shanghai designated transaction agreement" in duplicate.

Article 2 If Party A authorizes others to act as agents for securities account opening, trading, delivery, transfer of custody, withdrawals, etc., it must issue a Power of Attorney, stating the name and identity card number of the agent, agency matters, and licensing rights. It is signed and sealed by both parties. At the same time, the identity card of the agent and the authorized person and the securities account card of the authorized person must be brought together.

Article 3 The party that purchases and sells Party A shall automatically enjoy the commission method of counter commissioning, telephone automatic entrustment, keypad self-delegation, pda, mobile phone brief message, wap mode, etc. after opening an account with Party B. With the development of the new business variety of Party B, the new entrustment method provided by Party B is of course adopted by Party A. If Party A needs to exclude any of the entrustment methods provided by Party B, a special statement shall be made.
When Party A entrusts the face-to-face counter, it must provide the right holder's ID card and securities account card. After the review, Party B will execute its commission instructions. When Party A uses other entrustment methods to conduct transactions, the information input or used by Party A must match the information reserved. Otherwise, Party B's staff or computer program will refuse to execute its entrusted order. All entrustments of Party A are valid on the current trading day.
After confirming that Party A's entrustment method is valid and legal, Party B shall promptly execute Party A's entrusted order. If Party A needs to change the order, it can only handle the change procedure for Party A when Party B confirms that the order has not been executed.
If Party A fails to entrust according to the agreement and relevant laws, regulations, etc., the entrustment is invalid.

Article 4 Liquidation and delivery
1. Party A may inquire with Party B whether the transaction is completed after entrustment. If in doubt, it shall inquire in writing to Party B within five trading days. The original entrusted transaction record or voucher and statement are the basis for the final verification. If Party A fails to confirm according to the above regulations, it shall be confirmed as processed.
2. Party A may request Party B to provide the statement at any time during business hours, but this is not a prerequisite for confirming the transaction.
Transaction Fees Party B shall charge all fees and charges entrusted by Party A according to the relevant business provisions of the securities transaction, and Party B shall not charge other fees.

Article 5 Dividends, Dividends, Rights Issues, Margin Interests
1. Party B will automatically transfer the dividends due from Party A to Party A's “guarantee account” and “securities account”. In addition to signing the agency allotment agreement, Party A must handle the rights issue within the validity period. formalities.
2. The interest on the margin balance of Party A shall be calculated according to the current savings rate of interest as stipulated by the People's Bank of China. Party B shall withholding interest tax on behalf of Party A.

Article 6 Margin withdrawal Party A may choose to withdraw funds from the following methods provided by Party B:
[1] Enter the margin password at the counter of Party B with the ID card and the shareholder card. At the time of withdrawal, the original ID card, securities account card, and the original account card of the deposit account must be provided, and the matching password must be entered at the same time. When the money is withdrawn, the cash is cleared in person and the cabinet is not responsible.
[2] Select bank account to pay: Provide the right person's ID card, securities account card, fill in the transfer slip of the deposit into the bank account, and enter the matching margin password. If Party A needs to provide a reserved seal for the organization, Party B will transfer the deposit from Party A to the bank account, and Party A will make the withdrawal at the bank.
[3] Automated transfer operation by telephone automatic transfer system or telephone banking system: withdrawals using this method must be signed separately. If there is more than ___10,000 yuan on the day, you must make an appointment one day in advance.
............

Article 7 Bank Name Account Name Passbook Account


Article 8 Reporting Loss, Unhooking, Freezing, Thawing
1. If Party A's relevant documents, materials and passwords are lost or stolen, the right holder shall apply to Party B for loss reporting in a timely manner. Party A shall bear the responsibility or loss for failing to report the loss in time. Party A may apply for cancellation at the appropriate time, and shall provide the original ID card and the original securities account card when unpacking.
2. Party B may freeze or thaw the account of Party A according to the application of the right holder, the relevant agreement between Party A and Party B, or the judicial and securities authorities authorized by law.

Article 9 Party A's Declaration and Guarantee
1. Party A guarantees to abide by the relevant departments' regulations on securities trading and related business.
2. Party A confirms the text of this Agreement and accepts all the terms and conditions stipulated in this Agreement; agrees that all entrustments and related business activities carried out thereafter are subject to this Agreement; the contents of this Agreement are fully understood and recognized, and are understood and recognized. This agreement is signed afterwards.
3. Party A promises to repay any losses suffered by Party B due to its breach of contract, and Party B has the right to detain the securities and prices in Party A's account.
Party A guarantees that all the information provided by it is complete, true, accurate and valid, and agrees that Party B has the right to use such information when conducting business until it receives any change in writing from Party A. If there is any error or change in the information, Party A guarantees to notify Party B immediately, otherwise the consequences will be at your own risk.
Party A understands that securities trading has risks, that is, in addition to profitability, it may also suffer losses. Party A confirms that all securities trading orders issued by it are made in accordance with its own judgment and agree that all risks arising therefrom shall be borne by Party A itself.
Party A agrees that Party A shall not be liable for any loss caused by irresistible or unpredictable factors.

Article 10 Special statement of Party B
1. When Party A entrusts Party B to handle securities trading and related business, such as: transfer of trusteeship, withdrawal of deposit, etc., Party B shall abide by the procedures in which the staff checks the relevant documents and then verifies the password by the computer. . Party A, unless there is evidence to the contrary, if Party B executes Party A's entrustment order and asks Party A to withdraw the deposit, it indicates that Party B has checked the relevant documents according to the program and indicates that Party A has lost the password. Party A shall recognize Party B's inspection of whether the "person's card" is consistent, and whether the "certificate" is in conformity, and shall not bear any responsibility for the loss caused by the forgery or fraudulent use of Party A's documents and the leakage of Party A's password.
Party A conducts securities trading and related business through self-service entrustment system or automatic transfer system, including automatic telephone entrustment, keypad self-trust, remote video telephony entrustment, internet online transaction, telephone banking system self-transfer, etc. All transactions and withdrawals made by the passwords set by themselves shall be deemed as a valid entrustment handled by Party A in person, and Party B shall not bear any responsibility for this.
3. Unless Party A agrees, the law permits the judicial and securities authorities to request, Party B shall not disclose Party A's entrusted matters and account opening materials without authorization.
4. If the computer communication system fails or the force majeure accident and Party B's unpredictable or uncontrollable factors cause Party A to fail to trade normally, Party B will not be liable, but Party B promises to take other methods as soon as possible to make the transaction proceed normally.

Article 11 Other Supplementary Provisions

Article 12 Supplementary Provisions
1. This Agreement shall become effective upon signature by Party A and Party B.
2. If Party B wants to supplement or amend the non-principle clause, it shall inform Party A of the new content in the form of announcement or other effective means at the place of business. Party A shall promptly go to the counter of Party B within 50 days after the announcement or receipt of the notice. The corresponding procedures. Otherwise, Party A is deemed to agree to accept the new content as part of the agreement.
3. When Party A applies for cancellation of account, or Party B notices or announces to notify Party A to cancel the account, the agreement is terminated.
4. This Agreement is governed by the relevant laws and regulations promulgated by the State and the competent authorities and the business rules of the stock exchange. Unfinished matters are handled in accordance with the relevant national securities trading business rules and financial practices.
5. No party to this Agreement may punish the responsibilities and obligations under these laws, regulations and business rules without knowing the relevant laws, regulations and business rules.
6. The original of this Agreement is in duplicate and has the same legal effect. Each party to the contract shall hold one copy.
Party A's signature: _________: _____________
identification number:____________ _____________
Zip code and mailing address: __________ _____________
contact number:_____________ _____________
Securities account card: Shenzhen __________
Shanghai__________

Party B: _____ Securities Co., Ltd. __________ Securities Business Department Manager: ______
year month day