Securities Trading Business Department Transfer Agreement

Party A: _________ Bank Party B: _________ The company is in the process of implementing the principles of banking and securities industry management, further deepening the financial system reform, rectifying the financial order, and ensuring the healthy development of the national economy. According to the State Council’s [_________]_________ file The spirit of the request, through the friendly negotiation between Party A and Party B, reached the following contractual terms on the transfer of Party A’s _________ securities trading business department to Party B:
1. Party A agrees that it will transfer the ownership and management rights formed by the _________ Securities Department's entire investment and its investment to Party B. The transfer price is _________ yuan. The transfer price shall be paid in one lump sum within _________ days after the approval of the transfer by the _________ Provincial People's Bank. The list of assets of Party A's securities department can be found in the attached file.
2. The securities department shall, by Party A, handle the transfer procedures of the self-operated securities, and shall not be within the scope of the transfer.
3. After the approval of the transfer by the provincial people's bank, Party B shall conduct the appraisal and operation, and Party A shall be responsible for supervision.
4. The name change and card change work of the Securities Department shall be handled jointly by both Party A and Party B. Officially renamed, before the change of license, the securities department still operates in the name of the original securities department. The relevant seals and official seals are jointly managed by both parties, and are used according to the normal business needs of the securities department. When the People's Bank officially approves the change of name, it will be replaced by Party B. seal.
5. After the official re-name and change procedures, Party A and Party B will exchange the formalities at the end of the month. Party A's financial, computer and business executives may continue to work for _________ months to assist Party B in taking over the business operations after takeover. , to achieve a balanced handover. The wages, travel expenses and living allowances incurred shall be the responsibility of Party B according to the original standard.
6. Creditor's rights, debts, expenses and risk-taking, _________ The creditor's rights and debts of the securities trading business department include the outstanding debts and debts formed by the _________ securities trading business department before the entry into force of this Agreement, and the expected income generated therefrom. And fees.
After the entry into force of this Agreement, the creditor's rights and debts of the _________ Securities Business Department shall continue to be enjoyed or borne by the transferred securities business department.
7. Party A's assets in the _________ securities business department listed in the attached table shall be complete assets. If there are any taxes and fees owed, Party A shall pay off the materials.
8. The securities department shall be the personnel dispatched by Party A. In principle, Party A shall properly arrange according to the opinions of Party B and his own wishes. Recruitment contract workers, temporary workers, Party B shall re-sign a new labor contract in accordance with the relevant provisions of the State Labor Law, unconditionally accept and properly resettle according to the original contract.
9. All expenses incurred in the transfer of the Securities Department shall be borne by each of the parties.
X. Party A shall try its best to assist Party B to transfer all the shareholders into Party B's securities department.
11. After the signing of this contract, if the transfer cannot be carried out due to one reason, the liquidated damages shall be paid by the other party in the wrong direction, and the liquidated damages shall be _________% of the transfer price. If the factors that are not transferable due to force majeure and the provisions of national laws, regulations or rules are not transferable, the parties may not be liable for breach of contract.
12. Regarding the specific matters in the transfer process, both parties shall authorize their affiliated institutions to contact them.
XIII. If Party B fails to pay the transfer price as scheduled in the first paragraph, Party B shall pay Party A the late payment fee. The formula for calculating the late payment fee is: unpaid transfer price × _________ ‰ × days.
14. Both Party A and Party B shall keep confidential the trade secrets in the process of exchange; if there is any violation of this Article, the breach of contract shall be paid to the other party for the transfer price _________‰.
15. The contract of assignment is _________ copies, and each party holds _________ copies, which has the same legal effect. The subsidiary files are treated as the same text and have the same legal effect.
16. If the transfer contract is not completed, the two parties may resolve the agreement and sign the supplementary clause.
17. This transfer contract shall become effective after the signature of both parties.
Party A: _________ Bank Party B: _________ Company Legal Representative: _________ Legal Representative: _________
Address: _________ Address: _________
Contact number: _________ Contact number: _________
_________Year ____________________________________________________________________________________________________________________________________________________________________________________________________________