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Securities Investment Advisory Agreement


Party A: _________
residence:_________
phone:_________
fax:_________
Zip code: _________
Party B: _________
identity number:_____
residence:_________
mailing address:_____
Zip code: _________
phone:_________
Mobile: _________
fax:_________

In view of:
1. Party A is a securities investment consulting professional institution certified by the China Securities Regulatory Commission and has professional advantages in securities investment consulting.
2. Party B is an individual investor and requires professional advice and guidance from a securities investment advisory body.

Party A and Party B have reached the following agreement on the principle of honesty and credit, and through friendly negotiation, Party A has provided the securities investment consulting service to Party B for compensation:

Article 1 Scope of Service Party A provides securities investment analysis opinions and investment advice to Party B on A and B shares, funds and bonds listed and traded on the Shenzhen Stock Exchange.

Article 2: Ways of providing services A provides consulting services to Party B in the form of _________.

Article 3 The service items provided by Party A to Party B are ______.

Article 4 The service fee provided by Party A to Party B for the consulting services stipulated in this Agreement shall be RMB _________ yuan, and Party B shall pay Party A in full at the time of signing this Agreement.

Article 5 The term of service agreed upon in the agreement shall be _________month, starting from the time when Party A begins the first operation proposal.

Article 6 Party A Declaration and Guarantee
1. Party A shall only provide securities investment analysis opinions and investment suggestions to Party A on the A and B shares and funds listed and traded on the Shenzhen Stock Exchange. The above suggestions are for reference only by Party B. Party A does not guarantee that it will be obtained according to this operation. Gain or avoid losses;
2. Party A guarantees that it will not accept Party B's funds or account password to directly conduct securities transactions. Party A guarantees that there is no agreement with Party B on the sharing of profit and loss of Party B's securities investment. Party B shall make investment decisions according to its own judgment and bear the investment risks by itself. Party B's profit and loss Party A does not assume any responsibility.

Article 7 Statement and Guarantee of Party B
1. Party B has fully recognized the risks of securities investment. Before using, Party B will judge and verify all securities investment opinions and suggestions provided by Party A, and independently bear all risks involved in this investment.
2. Party B guarantees that Party B's funds or account password will not be handed over to Party A for Party A to directly conduct securities transactions. Party B guarantees that there is no agreement with Party A regarding the share of the profit and loss of Party B's securities investment.
3. Party B guarantees that it will not conduct private transactions with Party A employees. Party B guarantees that Party B’s funds or account password will not be handed over to Party A’s employees or to Party A’s employees for Party A’s employees to directly conduct securities transactions. Party B guarantees that there will be no private agreement with Party A’s employees on the share of the profit and loss of Party B’s securities investment. .
4. Party B guarantees that it will not hire or attempt to hire Party A employees during the period of this Agreement and within six months after the termination of this Agreement.

Article 8 Confidentiality
1. Party A shall be obliged to keep confidential the personal property status and other personal data of Party B as known to this Agreement, and may not provide it to other third parties without the prior written permission of Party B, except for government requirements and judicial needs.
2. Without the prior written permission of Party A, Party B shall not provide or permit third party's trade secrets and all or part of the securities investment analysis and investment advice provided by Party B to Party B as known to Party B. The third person uses.

Article 9 Entry into Force This Agreement shall come into effect after Party B has paid or paid the service fee to Party A.

Article 10 Validity Period The validity period of this Agreement shall be from _________ years _________ months _________ days to _________ years _________ months _________ days.

Article 11 Change and Termination of the Agreement
1. After the entry into force of this Agreement, Party B shall not terminate this Agreement for any reason and require Party A to refund any fees.
2. If Party A has evidence to prove that Party B has violated the agreement of Article 2, point 2 of this Agreement, Party A has the right to terminate this Agreement at any time. The agreement shall be terminated after Party A sends a written notice to Party B. Party A will not refund any fees to Party B. .
3. Modifications, changes or amendments to this Agreement must be mutually agreed by both parties and be valid by a separate written file between the parties.

Article 12: This Agreement shall be governed by the laws of the People's Republic of China. All litigation relating to this Agreement and the dispute arising out of the execution of this Agreement shall be under the jurisdiction of the court of the locality of Party A.

Article 13 Others of this Agreement shall be in two copies, Party A shall hold one copy and Party B shall hold one copy and have the same legal effect.


person A person B:_________
Legal representative: ___ Legal representative: ___
_________Year ________________________________________________________________________________________________________________________________________________________________________________________________________________________

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