Online securities trading commission agreement

Party A: _____________

Party B: _______________________

After friendly negotiation, Party A and Party B shall entrust Party B to act as agent for the securities trading business to reach the following agreement, and both parties shall abide by:

Article 1 This Agreement shall be governed by the relevant laws and regulations of the State and the relevant provisions of the securities management institution, and shall also be subject to the business rules, methods, regulations and practices of the Shenzhen and Shanghai Stock Exchanges.

Article 2 This Agreement contains important information about the terms and conditions that Party A needs to understand when it becomes a Party B online trading user. Please read this Agreement carefully and keep it for your reference. At the same time, as Party B's online trading user, Party A must read and agree to the statement of the registered users of this website.

Article 3 Party A agrees to designate Party B to exercise the rights of the legal agent within the scope permitted by law to realize the terms of this Agreement.

Article 4 The securities of online transactions provided by Party B to Party A are securities listed on the Shanghai Stock Exchange and the Shenzhen Stock Exchange.

Article 5 Party B promises to provide Party A with alternative trading methods other than online transactions.

Article 6 The CA certificate is the only valid identification document for online transactions, and Party A is obliged to keep it safely. If it is lost or damaged, Party A is responsible for reporting the loss to the designated place of Party B at the first time.

Article 7 Party B uses CA certification technology to uniquely identify Party A to prevent others from counterfeiting Party A's identity. Party B believes that any online transaction using Party A's CA certificate is the behavior of Party A and cannot be denied. If Party A has any objection to this, it cannot open an account for online transactions.

Article 8 Party A shall determine the meaning of the following definitions before Party B opens an online trading account:

1. Buying: Investors must first deposit the required amount of the entrusted purchase into the fund account, and then buy a commission method for the listed securities listed in Shanghai and Shenzhen.

2. Selling: An entrusted way for investors to sell all kinds of valuable securities in their accounts.

3. Withdrawal: An entrustment method in which an investor cancels a previous purchase or sale commission before buying or selling the commission on the same day.

4. Trading account: The general name of the investor's shareholder account opened by the registered company and the fund account opened at the brokerage firm.

5. Fund balance: The cash balance at a certain point in the investor's fund account.

6. Securities balance: The actual amount of various securities at a certain point in the investor's shareholder account.

7. Total assets: the total amount of cash and market value of securities in the account.

8. Entrustment: The securities broker accepts the trading behavior of the investor's entrusted trading of securities.

9. Transaction: A result of an investor's realization of a sale and purchase order.

10. Statement: A document provided by a securities broker that reflects changes in the funds and stocks of the investor over a period of time.

11. Bank transfer: A transfer of funds between banks and securities brokers. Investors can use this service to automatically transfer funds between bank accounts and securities accounts by phone.

12. Loss of Loss: If an investor loses his ID card, fund account, shareholder account, CA certificate or forgotten the transaction password, he/she must immediately go to the securities broker to handle the act of freezing the account and re-applying the lost certificate.

Article 9 Before applying for the opening of online trading business, Party A shall be obliged to carefully read the "_________ Online Securities Entrusted Risk Disclosure Statement" provided by Party B, and have the right to request Party B to make necessary explanations on the risk disclosure book to fully Understand the risks involved.

Article 10 Party A must be an investor who opens an account in accordance with the legal business department of Party B. Party B can choose to open an online transaction account at Party B or Party B to conduct online transactions.

Article 11 Party A shall provide Party B with the original legal identity certificate when handling the online transaction opening procedures; Party B shall provide Party A with the certification materials that can verify the identity and qualification of Party B.

Article 12 Party A shall, when opening a trading account with Party B, obtain the CA certificate issued by the CA certification body designated by Party B.

Article 13 The account opening information provided by Party A and Party B and its agencies must be true. If there is any false component, Party A shall bear all the consequences of the consequences arising therefrom; when the relevant information changes, Party A promises to be effective in time. The method is notified to Party B. If the information changes, the loss caused by Party A not promptly notifying Party B shall be borne by Party A.

Article 14 The account opened by Party A in Party B and its agencies shall be used only by the person and shall not be transferred to others. Any disputes and losses caused by the transfer of others shall be borne by Party A.

Article 15 Party B shall have a duty of confidentiality to Party A's entrusted matters and customer information. If Party B leaks the secret without the consent of Party A, causing Party A to suffer economic losses, Party B shall be liable for compensation. Party B shall not provide for Party A at the request of the securities regulatory authority or the judicial authority to pass the legal requirements.

Article 16 When Party A handles the account opening procedure, Party B shall give Party A an initial transaction password. For security reasons, the transaction password should be reset by Party A in the online securities entrustment system. Party A must keep in mind the password and have a confidentiality obligation on the password. Party B has no right or obligation to modify or inquire the password of Party A. Party A shall periodically change the transaction password to avoid leaking. If the password is accidentally leaked or lost, Party B shall not be liable for any loss arising therefrom. Similarly, Party A has the above responsibilities and obligations for his own CA certificate.

Article 17 After Party A opens an account with Party B, Party B shall manage Party A's account and accept the following entrusted matters:

1. Accept and immediately execute the effective order for sale and purchase issued by Party A through the online securities entrustment system;

2. The agent keeps the securities purchased or deposited by Party A;

3. Acting Party A to carry out liquidation and delivery of funds after each transaction, and collect and transfer to Party A the securities transaction fee, tax, and other related expenses according to relevant regulations;

Article 18 Party A's order for purchase and sale issued by the online trading system shall be subject to the data recorded by Party B.

Article 19 When Party A entrusts to buy securities, it must pay the full amount of funds in the trading account; when entrusting the securities to be sold, the trading account must have sufficient securities, otherwise Party B has the right to refuse to execute Party A's orders.

Article 20 If Party A wants to go through the procedures for canceling the designated transaction of Shanghai Securities and the transfer procedures of Shenzhen Securities, it must go to the counter of Party B. Party B does not accept any other application.

Article 21 This transaction is completed once Party A's valid trading order is accepted by Party B and the transaction returns are received. Party A shall promptly review the contents of the liquidation delivery order, and if there is any doubt, it shall promptly submit it to Party B.

Article 22 A request for withdrawal of a claim by Party A shall be executed only if Party A’s order is not executed by the Exchange.

Article 23 Party A may check the transaction status of the day in the online trading system, but the inquiry on the day is for reference only, and the results of the following trading days of all transaction results shall prevail.

Article 24 Party A's fund account card, shareholder account card, transaction password and CA certificate are lost inadvertently. Party B will only accept Party A's face-to-face report and will not accept any other form of loss reporting. The loss of funds and securities before the loss is borne by Party A.

Article 25 Party A may withdraw the securities trading account of Party B at any time, but must go through the formalities of canceling the account at the counter within the working day of Party B; Party B also has the power to terminate the principal-agent relationship with Party A unilaterally, and terminate the principal-agent relationship. It will not affect the entrusting rights and obligations of both parties before the termination date.

Article 26 Party B undertakes to provide Party A with a written statement or a delivery statement of the same form on a regular basis or at the express request of Party A.

Article 27 Some securities may give the holder a valuable right, but the holder does not take action, and such rights may expire. These rights include but are not limited to: share options, stock purchase rights, convertible bond conversion rights , bond redemption rights, etc. Party A is responsible for knowing the rights of all securities owned by Party B; Party B will provide Party A with information on such rights as much as possible, but there is no obligation to provide such information. Party B will not be instructed before Party A’s instructions are obtained. Actions shall be taken in the name of Party A, except where the laws, regulations and securities authorities have special regulations.

Article 28 Party B shall endeavor to safeguard Party A's investment interests and, as far as possible, provide Party A with appropriate securities advisory services through the online securities entrustment system. Party B solemnly declares that all consulting services provided by Party B and its staff members are merely suggestions containing different amounts of information. Party A shall operate in its own independent judgment, and Party B shall not invest in the resulting investment risks and losses. Take any responsibility.

Article 29 Party A promises to pay any losses suffered by Party B due to its breach of contract or violation of Party B's various transaction regulations. Party B has a lien on Party A's deposit and escrow shares.

Article 30 Party B shall not be responsible for any losses caused to Party A due to force majeure.

Article 31 When Party B's online trading system information has the following abnormalities that affect Party A's normal transactions, Party A shall immediately notify Party B:

1. The transaction has started and Party A cannot enter the entrusted trading system;

2. Party A finds that the fund balance in the fund account is abnormal;

3. When the exchange has opened, Party A finds that the balance of the securities is abnormal;

4. Party A knows that someone has used their user password, registration password and "CA certificate" without any authorization. When the above situation occurs, Party A shall contact Party B in time to ensure that Party A's normal transactions can be resumed as soon as possible.

Article 32 When Party A discovers that there is an abnormality in Party B's online trading system, it shall use the telephone entrustment system to conduct transactions and inquiries, in addition to immediately notify Party B in an effective manner.

Article 33 For the sake of safety and the need to protect Party A's transaction data, all customers who conduct securities transactions on Party B's website are required to use Microsoft Internet Explorer 4.0 or higher. If you use other software or other equipment that does not meet the requirements to enter the Galaxy website, any losses caused by it will not be related to Party B.

Article 34 E-mail is one of the channels for information exchange between Party A and Party B. Party A will receive the E-mail service provided by Party B. The information provided by E-mail is for reference only. If Party A has any objection, please contact Party B or in person at Party B.

Article 35 Party A shall be responsible for reviewing and confirming all documents related to transactions and capital transactions, including delivery orders, statements, transfer lists, etc., from letters, E-mails or other electronic means sent by Party B. The information on the confirmation document will be legally binding. If the required confirmation document is within five days after the service is delivered, if Party A does not express the objection in writing, Party B will be deemed to have confirmed it and is legally binding on Party A. Party B has the right to modify the validity period of the objection, but Party B will notify Party A in writing before the amendment.

Article 36. Any dispute between Party A and Party B shall be settled first through consultation. When the parties cannot resolve through negotiation, they shall be referred to the court of the locality of Party B for a ruling.

Article 37 When signing this Agreement, Party A has fully understood the risks stipulated by national laws and regulations and exchanges, the risks of securities transactions, and the types of securities that are bought or sold by themselves or are ready to be bought or sold.

Article 38 The contents of this Agreement conflict with the relevant laws and regulations of the State and the regulations of the competent department of securities business, which shall be subject to the provisions of the national laws, regulations and the competent securities department.

Article 39 This Agreement shall be made in two copies, each of which shall be executed by both parties, and shall become effective upon signing by both parties.

Article 40 This Agreement shall be valid until Party A's cancellation of this Agreement.

Party A: _________

Representative: _______

_________year month day

place of signing:_____________

Party B: _________

Representative: _______

_________year month day

place of signing:_____________