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Securities commission transaction agreement


Party A: ________ ID number: ______________ Party B: __________________ Shareholder code: ______________ Address and postal code: ____________ Contact number: ______________ E-mail address: ____________ in accordance with the Securities Law of the People's Republic of China and the Contract of the People's Republic of China The Law and other relevant laws, regulations, rules and regulations, and the trading rules of the Shanghai and Shenzhen stock exchanges. Party A and Party B shall, through friendly negotiation, open Party _________ business, entrust Party B to act as agent for securities transactions, and provide _ provided by Party B. ________ and other access methods for securities entrusted transactions, etc., to reach this agreement to clarify the rights and obligations of both parties.

Article 1 Party A is familiar with and voluntarily abides by the relevant provisions of the "_________ Securities Trading Regulations" and "_________ Savings Card Regulations" and "Savings Management Regulations" formulated by Chengdu Securities Co., Ltd.

Article 2 Party A guarantees that the information provided at the time of applying for the opening of _________ is true, accurate, complete and valid, and is responsible for the results of the information provided. The information provided includes my CCB Savings Card, Resident Identity Card and photocopy, Shanghai Shareholder Code Card/Shenzhen Securities Account and photocopy.

Article 3 Party A agrees to pay the relevant transaction fees in accordance with standards not exceeding the national laws, regulations and stock exchanges.

Article 4 If Party A needs to select Party B as its designated trading agent for listing transactions on the Shanghai Stock Exchange, the Shanghai shareholder code entered into in this Agreement shall be the account designated by Party A for the transaction, and both parties agree and abide by the Shanghai Stock Exchange. The contents of the Designated Transaction Agreement prepared and published.

Article 5 Party A's use of the Internet must comply with the relevant laws, regulations and administrative regulations of the State and bear all economic and legal consequences arising from violations of the above provisions.

Article 6 Party B solemnly invites Party A to pay attention to the custody and confidentiality of the shareholder code, fund account number, online entrusted certificate, certificate password and transaction password. Any transaction conducted using the password set by Party A and such data is considered as The effective transaction that Party A has done. The electronic information records generated by various entrusted transactions handled by electronic information such as passwords are valid documents for the transaction. All economic and legal consequences arising therefrom shall be borne by Party A.

Article 7 When Party A entrusts securities transactions through various access platforms provided by Party B, Party A shall abide by Party B's relevant usage regulations. Party A's entrusted record shall be subject to Party B's computer records, and Party A shall bear full responsibility for the results of its entrusted transaction. >Article 8 After Party A opens _________, Party B will engage in the following entrusted matters for Party A. 1. Accept and execute the entrusted orders issued by Party A through various access methods such as _________;

2. Acting Party A to settle the settlement of the securities after the transaction related to each valid entrusted transaction;

3. The agent receives the dividend distribution that Party A should have;

4. Assist in handling the custody and transfer of effective securities in Party A's securities account;

5. Provide Party A with trading inquiries, reconciliations and other market services related to securities transactions in an appropriate manner.

Article 9 Party A's securities trading settlement funds shall be deposited into Party A's savings card account of the same name in _________ Bank. _________ The bank shall, in accordance with Party A's application and authorization and the data provided by Party B, act as Party A to handle the automatic transfer of transaction settlement funds.

Article 10 _________ According to the data provided by Party B, the dividend payment will be transferred to the savings card account corresponding to the Party's transaction settlement fund account.

Article 11 Party B promises to keep the secrets of Party A's account opening information and entrusted matters. However, due to the provisions of the national laws and regulations such as the judicial authorities and securities regulatory authorities, the investigating authorities are required to provide Party A’s account opening information and entrusted transaction records.

Article 12 If Party A has already handled the designated transaction in another securities company, Party A must apply to the original designated securities company for cancellation of the designated transaction before re-applying to Party B for the designated transaction. Party B and _________ Bank shall not be liable for any losses that Party A may suffer due to improper handling of the relevant procedures at the original designated office.

Article 13 Party B shall, by default, Party A participate in each new share placement and shall not be liable for any responsibility arising from the successful application or successful subscription.

Article 14 Party A promises that the computer system used to connect to _________ is safe and reliable. For Party A’s computer system failure, virus infection and illegal invasion, etc., Party B’s losses are caused by Party B and _ ________ Bank does not assume any responsibility. Article 15 If Party A loses the savings card and the corresponding current savings passbook, it shall go through the reporting procedure in accordance with the provisions of the _________ bank; if the shareholder code card is lost, it shall also report the loss to the securities registration company and other relevant institutions. Party A shall bear the losses incurred before the loss reporting procedure takes effect, and Party B and _________ Bank shall not bear any responsibility.

Article 16 Party B shall preserve Party A's entrusted records and transaction materials in accordance with the form and time limit stipulated by laws and regulations.

Article 17 Party B and _________ Bank shall not be liable for any compensation for Party A’s losses caused by earthquakes, typhoons, fires, floods, wars, strikes and other force majeure reasons.

Article 18 Party B shall report to the Exchange in accordance with the entrustment order of Party A, but Party A shall be responsible for the loss of Party A due to non-Party B or non-_________ bank reasons during the validity period, Party B and _________ The bank does not assume any responsibility. Article 19 Party A shall bear the economic losses caused by major changes in policies, and Party B and _________ Bank shall not bear any responsibility.

Article 20 If the system fails, equipment failure, communication failure, power outage or other unexpected accidents cause losses to Party A due to unpredictable and uncontrollable factors and other accidents, Party B and _________ Bank shall not bear Any responsibility. Article 21 All consulting services provided by Party B and its staff members shall be used as investment reference only, and Party A shall invest in its own independent judgment. Party A shall bear the risks and benefits arising from Party A’s investment in any securities conducted by Party B. Party B and _________ Bank shall not bear any responsibility.

Article 22 If Party A fails to perform the transaction settlement responsibility or causes Party A to overdraw the purchase of shares due to system failure, Party B shall have a lien on Party B's securities held by Party A. Party A shall not be entitled to dispose of the securities and funds equivalent to Party A’s debts after Party A has not fulfilled its obligations or compensated according to Party B’s or _________ bank’s notice. When Party A’s entire securities and funds are insufficient to cover its debts, Party B and _________ Bank reserve the right of recourse to Party A.

Article 23 Party B has the right to modify and interpret the terms of this Agreement. If it is necessary to supplement or amend the terms of the agreement, the new content shall be notified to Party A in the form of an announcement. If Party A has objection, it shall go through the corresponding procedures at the original account opening point within 30 days after the announcement, otherwise Party A shall accept that it accepts the new content and The content of the announcement is an integral part of this Agreement.

Article 24 The amendments to the "_________ Securities Trading Regulations" shall be effective as soon as they are published without further notice.

Article 25 If there is any dispute between the parties to the agreement, they shall, as far as possible, resolve through consultation and mediation. If the negotiation or mediation fails, the two parties agree to file a lawsuit with the people's court in the locality of Party B.

Article 26 Matters not covered in this Agreement shall be settled through negotiation between the two parties.

Article 27 This Agreement is made in two copies, each party holding one copy and having the same legal effect. This Agreement shall become effective after it has been signed and sealed by both Party A and Party B, and shall terminate upon Party A's _________ cancellation procedures.

Party A: ______________ Party B: _________ Legal Representative: ________ Legal Representative: ___ _________ Year _____ Month ________ Day _________ Year ____ Month ____ Day Signing Location: __________________ Signing Location: _____________ Attached files:

1. There is a risk in the securities market. Party A may obtain income through securities investment, and may also suffer losses due to securities investment.

2. Online entrustment is the process by which Party A completes the entrustment of securities transactions through the Internet. It includes entrustment, withdrawal of orders, and return of transactions. As a new way of communication to complete securities trading commissions, compared with the traditional trading methods, there are some special risks in online commissioning. Party A should carefully and comprehensively understand these explicit or potential risks and bear the responsibility. Possible losses and no further notice or announcement by Party B; these risks include but are not limited to:

Party A's trading instructions are transmitted over the Internet. Due to the excessive number of other non-securities transactions, the network may be busy and the transmission speed may be slow. Therefore, trading orders may be interrupted, paused, delayed, or data incorrect.

Party A must have the certificate, certificate password and transaction password issued by Chengdu Securities to complete the online commission. However, due to various reasons of Party A, such as the loss of certificates and passwords at the same time, Party A’s legal status may be counterfeited and cause losses;

Securities market and securities information are transmitted over the Internet. Due to the existence of malicious attacks by hackers on the Internet and other reasons, some problems may occur in the Internet server, and due to other unpredictable factors on the Internet, market information and Securities information may be wrong, misleading or delayed;

Other risk factors that may cause Party A's loss.

3. In order to strengthen the prevention of risks, we remind investors to take the following measures: properly keep their own certificate passwords and transaction passwords and replace them regularly; use fast and secure Internet access and entrust online securities when the network environment is stable When there is a problem with your trading order due to communication lines, use other alternative entrustment methods; compare other relevant information and check the transaction in time; close the trading program in time after the online securities entrustment operation; use the anti-virus software on the computer regularly. Scan.

4. The exemption clauses of the _________ and _________ banks included in this Agreement, and any losses arising from such express or other forms of exemption clauses for the loss of investors, Chengdu Securities Co., Ltd. and ________ _ Bank does not assume any responsibility.

5. Party A shall sign this Agreement after fully understanding the risks of the securities market and the meaning of the _________ and _________ bank exemption clauses.

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