Internet Securities Sale and Purchase Agreement (attached to the Cash/Margin Customer Agreement)
I/We are the account holder of the Company's securities account _________, and my/our securities client contract is signed in _________. I/We have agreed to open one or more securities trading accounts and agree to act in person/us on behalf of me/ours in relation to securities trading and related matters, through the online trading service operating account, I/We agree, The account is operated by your company through the online trading service of your company in accordance with the securities customer contract and the following terms and conditions:
1. Definition and interpretation
1.1 In this Agreement, the following words have the following meanings:
“Enter password” means password and account number;
“Account” refers to the Internet trading account opened by you in your company and operates through online trading services;
“Online Trading Services” means _________ online trading services provided under this Agreement, including electronic trading services, any information on the _________ website, and the software therein;
“Electronic Trading Service” means the facility in which I/We issue electronic orders and the information services provided by the Online Trading Service;
“Order” means an order to buy or sell securities by electronic means or other processing instructions;
“Internet Trading Policy” means the policy regarding the operation of online trading services;
“Password” means the personal password used by me/us with the account number, according to which the service can be accessed;
“Securities Customer Contract” means the cash client agreement or margin client agreement of _________ company;
“_________” means _________ company;
1.2 Singular terms include plural terms and vice versa. Mention a gender, including all genders. The term "person" includes firm or sole proprietorship, partnership, group and corporate corporation, and vice versa.
2. Online Trading Services 2.1 I/We understand that the Electronic Trading Service is a semi-automatic facility that allows me/us to issue electronic orders and receive information services.
2.2 I/We agree to the use of electronic trading services and must comply with the terms of this Agreement and the Securities Customer Contract. I/We use other services provided through the online trading service in the future, and must also comply with the terms of this Agreement and the Client Agreement.
2.3 I/We are the only authorized users of the Electronic Trading Service under the Account. I/We are responsible for the confidentiality and use of the access code. I/We acknowledge and agree that I/We are responsible for all instructions for entering the Electronic Trading Service using the Access Code, and that your company, your company's directors, officers or employees are required to do so to me/us, or via The claim of any other person who I / we make a claim is liable.
2.4 I/We acknowledge that the owner's interest in online trading services is your company. I/We warrant and promise that I/We will not disturb, modify, disassemble, transfer, manipulate or otherwise modify any part of the Online Trading Services. I personally acknowledge that if I/We breach the Warranty and Commitment at any time, or if the Company reasonably suspects that I/We are in breach of this warranty and undertaking at any time, then your company may take legal action against me/us. . I/We have undertaken that I/We must notify your company immediately if I/We are aware of any person who has committed any of the actions described above in this paragraph.
2.5 I/We further acknowledge and agree that as a condition precedent to the use of an electronic trading service, I/We need to notify your company immediately if:
a. The order for the account has been made by the electronic trading service, and I/We have not received the order number;
b. The order for the account has been made by the electronic trading service, and I/We have not received the quasi-confirmation of the order or its execution;
c. I/We have received the acknowledgement of the trading instructions, but the trading instructions are not made by me/us, or other similar inconsistencies;
d. I/We are aware of any unauthorized use of the account number or password.
2.6 I/We understand that your company has prepared an online trading policy that sets out the operating policies and procedures for online trading services. This policy is available on the web and is available at all times. The terms of this policy are binding on my/us use of online trading services. In the event of any inconsistency between the terms of this Agreement and the online trading policy, the terms of this Agreement shall prevail.
2.7 I/We acknowledge that the ____________ website provides a quotation service provided by a third party provider designated by the company from time to time. I/We acknowledge and agree to any loss, expense, expense, damages or claim against me in connection with or in connection with my/our reliance on the Service No liability is required.
2.8 I/We understand that in relation to the provision of information, electronic trading services only provide securities information published by third parties. Due to market volatility and delays in the data transfer process, such information may not be a real-time market quote for the securities or investments. I/We understand that although the Company believes that such information is reliable, there is no independent benchmark to confirm the accuracy and completeness of the information provided. I/We understand that no recommendation or endorsement by your company should be inferred from any securities or investment information provided.
2.9 I/We understand that the information provided in the Electronic Trading Service is provided on an “as is” and “as available” basis and that the Company does not warrant the time, accuracy, adequacy or completeness of such information. Your company does not make any express or implied warranties regarding such information.
2.10 I/We accept the risk of accepting or obtaining services via the Internet or other electronic methods or facilities and communicating or conducting transactions via the Internet or other electronic devices or facilities.
3. Account
3.1 I/We acknowledge that I/We can only access the account via the Internet. I/We acknowledge that if I/We have any difficulties in accessing your company via the Internet, I/We need to try Use other methods to communicate with your company and inform your company of the difficulties encountered.
3.2 When opening an account, I/We need to indicate on the account application form the amount of the first deposit deposited by me/us in connection with the use of the service. This amount can be deposited by my/our person in person by cheque, banker's cashiership or by telex into your company's office or bank account. I/We acknowledge that your company will notify the person/us of the access code after receiving the valid payment as stated on the account application form.
4. Orders are traded through online trading services
4.1 If, due to a failure, the communication facility fails to transmit, or the communication medium is unreliable or is not one or more reasons that the company can control or anticipate, the company will not be liable for any delay in transmitting, receiving or executing the order.
4.2 I/We understand that each participating stock exchange or organization that provides market information to the parties that disseminate market information shall claim property rights in all information provided. I/We understand that neither party guarantees the timeliness, sequence, accuracy or completeness of market information or any other market information. Your company or any of the propagating parties shall not be liable for any loss or damage arising from or for the following reasons: any such information, information or information is inaccurate, incorrect, delayed or omitted; or such information, information or Any inaccuracy, error, delay or omission in the transmission or delivery of the information; or any such information, information or information that cannot be performed or provided by the negligence of your company or any of the propagating parties; or any force majeure event; or any other non- Other reasons that your company can control or any reasonable control of the propagator. I/We will only use the stock quotes for their own purposes and will not provide such information to any other person or entity for any reason.
4.3 I/We acknowledge that the Internet is a communication medium with inherent unreliability due to unforeseen traffic congestion and other reasons, and that unreliability is beyond the control of your company. I/We acknowledge that due to this unreliability, there may be delays in transmitting and receiving orders and other information, so that the delay in executing the instructions and/or the price at which the instructions are executed differs from the price at which the instructions are issued. I/We further acknowledge and agree that any communication is at risk of misunderstanding or error and such risks must be borne by me/us. I/We acknowledge and agree that once issued, the order cannot normally be cancelled.
5. Overseas orders
If I/We are in the direction of your company outside of Hong Kong, I/We agree to ensure and declare that such instructions strictly comply with any applicable law in the relevant jurisdiction in which the order was issued. I/We further agree that I/We will consult the Legal Adviser of the relevant jurisdiction if I have questions. I/We accept orders issued outside Hong Kong and may be required to pay taxes to the relevant authorities, and I/We agree to pay such applicable taxes. I/We agree to indemnify your company for any damages, losses, expenses, legal procedures, claims or claims arising out of your/our orders outside Hong Kong.
6. Risk Disclosure Statement
Electronic trading risk At the peak of trading, market volatility, system upgrades and maintenance or other times, access to the Internet or other electronic facilities may be restricted or even inaccessible. Transactions over the Internet or other electronic facilities may be disrupted by unpredictable traffic congestion and other reasons beyond your control, transmission disruptions, and transmission delays. Due to technical constraints, the Internet is an incompletely reliable communication medium. Due to this unreliability, there may be delays in the transmission and reception of trading orders and other information, which may result in delays in the execution of the trading instructions, or the price at which the execution of the transaction is different from the market price at the time the order was issued. Moreover, communications and personal data may be obtained by unauthorized third parties, and there is a risk of misunderstanding or error in communication, and these risks will be entirely borne by me/us. I/We acknowledge and agree that it will not be possible to cancel a transaction order once it has been issued.
Sign confirmation
I/We, the undersigned, hereby acknowledge that I/We have read, understood and understood the contents of this Agreement and accept its terms and conditions.
Customer: _________ Account Executive: _________
_________Year ____________________________________________
witness:_________
_________year month day
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