Asset entrustment management agreement

Party A: ___________ Co., Ltd. Registered Address: _____________________________
Legal representative: ___________________________
Party B: _______ Securities Co., Ltd. Registered Address: _____________________________
Legal representative: ___________________________
Party A entrusts Party B to manage assets in order to realize the preservation and appreciation of assets. Party B relies on talents and information advantages and accepts the entrustment of Party A. The two parties have reached an agreement on the relevant matters as follows:
I. Types of Entrusted Assets and Evaluation Methods Party A guarantees the legality of the entrusted assets. The assets entrusted by Party A are the following items:
1. Monetary funds, calculated in RMB ____________ yuan;
2. For legally custody and registration of securities, please refer to the list, which is calculated as ____________ shares, equivalent to RMB ________________. And evaluate the value as follows:
The listed securities are quoted at the closing price of the previous day.
Unlisted securities are quoted at ________ times the issue price.
Other assets, as shown in the list, are equivalent to RMB ________________ yuan.
II. Account Management Party A shall set up the stock account and fund account in Party B's business department in its own name, and authorize Party B to conduct asset management in the following accounts: account name ____________, account ____________________.
Third, the commission period
____ month, from ________ years _______ month ________ days to ________ years ________ months ________ days. It shall be counted from the date on which Party A opens a special account in Party B and delivers the assets to Party B for management.
IV. Investment Restrictions The asset investment scope entrusted by Party B to Party B is limited to the types of transactions listed on the stock exchange. The scope of operation is: _____________.
V. Scope of Authorization Party A authorizes Party B to make investments, and the specific trading varieties and trading opportunities are determined by Party B.
Party A's rights and obligations
1. Party A has the right to obtain the corresponding investment income in accordance with the provisions of this Agreement, and has the right to supervise the behavior of Party B in managing assets;
2. Party A ensures that the bank credit funds are not used for entrusted investment, and that the legality of the entrusted assets is guaranteed, and there are no legal obstacles;
3. Party A guarantees that the full amount of the entrusted assets is in place on time;
4. During the term of this Agreement, Party A shall not use the assets it has entrusted to Party B to manage the assets that it has entrusted to Party B without first notifying Party B or without the consent of Party B, and may not arbitrarily keep the relevant entrusted assets in private or in separate accounts.
7. Party B’s rights and obligations
1. Party B has the right to reasonably manage Party A's assets in accordance with the relevant provisions of this Agreement and has the right to determine the best investment portfolio within the scope of authorization;
2. Party B shall, in accordance with the provisions of this Agreement, manage the assets of Party A in accordance with the principles of honesty, credit and due diligence;
3. Party B shall not use Party A's assets for its own economic interests without notifying Party A or obtaining Party A's consent;
4. Party B guarantees the legal compliance of the execution of securities investment;
5. Party B shall guarantee the security of the entrusted assets and shall not engage in activities that are detrimental to the interests of Party A;
6. Timely liquidation of the investment income of Party A's entrusted assets.
8. Collection of commissions and management fees Party B shall use its best efforts to maximize the benefits of the entrusted assets. If the annual investment yield is lower than ________%, Party B will not charge the transaction commission and management fee; if it is higher than this ratio, the excess will be settled as follows:
1. Above ____%, both parties are divided into ____:____;
Above ____%, both parties are divided into ____:____;
Above ____%, both parties are divided into ____:____;
2. Above ____%, some of the proceeds are owned by Party B.
IX. Alteration and termination of the agreement Party A shall not reduce the entrusted investment funds within the entrustment period;
If Party A wants to add additional investment funds within the entrustment period, Party A shall notify Party B three days in advance;
The period of additional investment by Party A shall not be less than three months.
X. Expired settlement stock securities processing: Entrusted assets are due, and Party B shall settle the stock securities in accordance with the following principles:
1. The listed securities are settled at the closing price of the securities one day before the maturity date;
2. Unlisted securities are settled at ____ times the issue price of the securities.
Fund settlement:
1. If there is no stock of securities due at the expiration of the agreement, it shall be settled after deducting the relevant taxes and fees and the balance of Party B;
2. If the agreement expires with stock securities, the settlement amount of the money and the stock securities shall be deducted from the relevant taxes and fees and the balance of the Party B's share;
3. The settlement result shall be subject to the signature of the respective authorized representatives of both parties;
4. Party B shall, within ____ days after receiving the written notice from Party A, transfer the settlement funds into the account designated by Party A;
5. The settlement amount of the stock securities can be offset against the share of the equity of Party B.
6. After the settlement of Party A and Party B, Party A no longer has any interest in the stock securities. Party B has the right to determine the trading of the stock securities and directly transfer the trading funds of the stock securities without the consent of Party A.
XI. Extension of the Agreement If this Agreement is to be postponed, Party A and Party B shall reach a written agreement on the extension of this Agreement 30 days before the expiration of this Agreement.
If this Agreement is postponed, Party A and Party B may choose one of the following settlement methods:
1. According to the expiration date stipulated in the agreement, Party A’s entrusted investment amount is also based on the balance after settlement;
2. Both Party A and Party B shall settle the settlement after the expiration date specified in the agreement.
XII. Liability for breach of contract In the course of the performance of this Agreement, any party who violates the provisions of this Agreement shall be liable to the other party for three-thousandths of the breach of contract, and shall compensate the actual loss of the observant party.
XIII. Settlement of Disputes Any dispute arising during the performance of this Agreement shall be settled by friendly negotiation between the two parties. If the negotiation fails, either party has the right to submit the dispute to the ________ Arbitration Commission and resolve it in accordance with the arbitration rules in effect at that time. The arbitral award has the final legal binding force on both parties.
XIV. This Agreement is made in two copies. Each Party A and Party B shall hold one copy and shall enter into force on the date of signature by both parties or the signature of the authorized representative.
Party A: _______ Co., Ltd. authorized representative: _______________
___________Year ____________________ Party B: ___ Securities Co., Ltd. authorized representative: _______________
___________year month day