Asset entrustment contract

Asset Principal: _________

Legal representative: _________

address:_________

Asset Manager: _________

Legal representative: _________

Address: _________ In view of the fact that the Manager is a comprehensive securities company with qualifications for asset management business and securities investment professionals issued by the China Securities Regulatory Commission, and has a good reputation in the securities industry;

The client is willing to entrust a part of his own assets to the manager for asset management. At the same time, the manager is willing to accept the client's entrustment.

After equal consultation, the two parties reached the following agreement on the entrusted matters:

1. Interpretation

Entrusted assets: Assets that the principal has ownership and can be used for investment according to law, that is, the assets mentioned in Article 2 of this contract.

Remaining assets: refers to the assets represented by the balance of the asset management account determined in Article 5 of this contract at the end of the entrustment period.

Annual rate of return: refers to the ratio of the investment income calculated in the year to the entrusted assets at the beginning of the entrustment period.

Management commission: refers to the service fee charged by the manager at the ratio of the entrusted assets.

Performance award: refers to the incentive money that the manager draws from the income of the entrusted assets according to the income of the entrusted assets.

2. Entrusted assets and their assessment

The client is willing to transfer the following _________ assets to the manager for investment management.

A. RMB funds: _________ yuan.

B. Stocks: _________, _________, _________.

C, bonds: _________, _________, _________.

D, foreign exchange: _________, _________.

E, other: _________.

3. Investment scope of entrusted assets

The manager shall formulate an investment plan according to the client's willingness to invest, and after entrusting the client's consent, invest the entrusted assets in _________.

If there are laws, regulations and policies affecting or restricting the management of the agreed asset management within the validity period of this contract, both parties shall immediately negotiate and revise the investment willingness and investment plan.

4. Asset management period

The asset management period begins on the date when the entrusted asset arrives at the bank account designated by the manager and the principal authorizes the asset management account.

The asset management period of this contract is _________ months; if the contract is extended in accordance with the provisions of Article 13, the period is also extended accordingly.

5, account management

Open an asset management account within the asset management period by the following _________ methods:

A. Opening a national debt account and a fund account in the name of the principal

B. Opening an asset management account by the manager

The trustee shall transfer the entrusted assets to the account determined in the preceding paragraph within _________ days from the date of signing this contract.

The manager has full trading operation rights for the account determined by the item, but does not have the right to transfer funds other than the normal transaction settlement.

The fund password of the asset management account shall be kept by the client, and the seal shall be reserved for the official seal of both parties and the private seal of the legal representative.

6. The statement and commitment of the client

The client guarantees that the entrusted asset is the principal asset of the principal, the source and use of the asset conforms to the relevant provisions of the state, and at the same time guarantees that there is no pledge or other third party rights on the entrusted asset, and there is no restrictive condition that hinders the principal from obstructing the asset. Ownership, monitoring rights and the administrator’s right to operate the property.

It is legal and effective for the principal to entrust the asset delivery manager to conduct investment management without violating the principal's own business decision-making procedure.

The Principal guarantees that all information provided to the Manager is complete, accurate and legal, without any major omissions or misleading.

7. Manager's statement and commitment

The administrator promises to select the professional _________ ID number of the securities industry qualification: _________ as the legal trading order operator responsible for the management of the entrusted assets, effective within the scope permitted by relevant national laws, regulations and policies. Investing in operations, in accordance with the principle of good faith, do our utmost to use scientific means to control market risks, and strive to entrust the preservation and appreciation of assets.

The administrator guarantees that his staff strictly abides by relevant laws and professional ethics, does not misappropriate the principal's entrusted assets, and does not conduct unnecessary securities trading for the purpose of obtaining commissions.

8. The rights and obligations of the client

The principal has the right to obtain the asset management report and other necessary information issued by the manager, to inquire about the operation of the entrusted assets at any time, and to supervise the operation of the assets.

The principal has the right to obtain the remaining assets and proceeds after the liquidation of the entrusted assets in accordance with the provisions of this contract.

The principal shall, in accordance with the provisions of this contract, hand over the entrusted assets to the manager for management in a timely manner.

The principal shall provide the manager with basic file information about his financial status and investment objectives, and assume all risks and related legal liabilities of the entrusted assets before the management of the entrusted manager.

The principal shall pay the management commission in full to the management party in accordance with the provisions of this contract, and shall bear the transaction fee incurred during the asset management process and the relevant taxes and fees that may be imposed on the securities transaction according to law.

The instructions and notices sent by the principal to the administrator must be made in writing, and the client is obliged to ensure that the signature and seal on the instruction or notice are legal, authentic and valid.

9. Manager's rights and obligations

The administrator shall keep detailed information in the asset management operation, provide accurate and complete asset management reports and other necessary information to the client in accordance with the provisions of this contract, and accept the enquiry of the client.

Upon expiration of the asset management period specified in Article 4 of this contract, the administrator has the right to receive management commissions and performance awards in accordance with the provisions of Article 10 of this contract, and is obliged to return all remaining assets and proceeds after liquidation to the principal in a timely manner.

In order to ensure the security of the entrusted assets, the manager's self-operated business, brokerage business and asset management business shall be strictly separated in personnel, finance and account, and shall not be mixed.

10. Management commission

The principal pays the commissioned asset management commission to the manager at _________% of the total entrusted assets.

When the annual return rate of the entrusted assets exceeds a certain index, the manager can obtain performance rewards; the specific reward methods and methods can be agreed by both parties.

The management commission and performance awards are deducted from the remaining assets and income by the manager on the settlement date or the asset management period negotiated by both parties.

11. Liquidation of entrusted assets

Before the expiration of the asset management period, the parties may agree on a specific settlement date; if there is no agreement, the date of expiration of the asset management period shall be the liquidation date.

Within _________ working days after the liquidation date, the manager shall transfer the remaining assets and income to the bank account designated by the principal once according to the client's fund transfer instruction after deducting the agreed management commission and performance reward.

12. Confidential matters

The Principal and the Manager hereby undertake all written and unwritten information about the status of the Principal's assets, the operating conditions, the operation of the Entrusted Assets, and the Asset Management Plan, Investment Strategy and Company for the Manager, obtained under this Agreement. Both written and unwritten information on the business conditions are strictly confidential and alleged to be kept confidential by anyone who may be exposed to the above information. No party may disclose to third parties without the prior written consent of the other party, except where required by the national judicial authority or securities regulatory authority.

13. Term and transfer of the contract

This contract shall be established from the date of signature and seal of both parties, and shall take effect on the date on which the principal entrusts the asset to the designated account of the administrator and the principal authorizes the asset management account. Can be renewed after the expiration.

Both parties shall begin negotiations on whether the contract is postponed _________ months before the expiration of this contract, so that the administrator can arrange the ongoing transaction and determine the new investment strategy after the contract is postponed.

If the two parties decide to postpone the extension by negotiation, they shall sign a written Supplementary Agreement before the termination of the contract to stipulate the extension.

Neither party may assign all or part of its rights and obligations under this contract without the written consent of the other party.

14. Modification and dissolution of the contract

This contract may not be modified without the written consent of both parties.

If any provision of this contract is invalid because it is inconsistent with the current law, it does not affect the validity of other provisions of this contract. In the event of such a situation, the parties shall immediately negotiate and negotiate to amend the clause.

If due to natural disasters, wars, strikes, major changes in the national policy and legal environment, communication disruption caused by the telecommunications sector, force majeure or accidents caused by the failure of the computer information system caused by the exchange, the contract cannot be fulfilled, either party can The termination of this contract, the two sides do not bear the responsibility for breach of contract. However, the affected party shall promptly notify the other party of the occurrence of the incident and take appropriate measures to prevent the loss from expanding.

When the entrusted asset loses _________%, the principal has the right to terminate the contract and dispose of the entrusted assets.

If the contract is terminated in accordance with the provisions of this article, the two parties shall still enjoy and assume the rights and obligations stipulated in this contract, but the manager’s management commission shall be based on the proportion of the agreed asset management period. Received. The party that cancels the contract shall send a written notice to the other party and negotiate to determine the liquidation date of the entrusted assets, and handle the liquidation matters in accordance with the provisions of Article 11 of this contract.

If the contract is terminated in accordance with the provisions of this article, or the manager violates the law or violates the rules, and the CSRC suspends or cancels the qualification of the asset management business, thereby causing the contract to be unsuccessful and automatically released, the administrator shall release all remaining days of the contract cancellation date. Assets and proceeds are returned to the principal and no management commission is required.

If the manager violates the law or violates the rules and is suspended or canceled the qualification of the asset management business by the China Securities Regulatory Commission, resulting in the contract being unable to perform and automatically canceled, if the remaining assets are less than the principal of the entrusted assets, the manager shall compensate the loss of the principal, but The compensation is to cover the principal of the entrusted assets and pay the interest of the bank demand deposit for the same period on the date of cancellation of the contract.

15. Breach of contract and compensation

Except as provided in Clause 14 of this contract, neither party may terminate the contract in advance without the consent of the other party. Otherwise, it shall pay the other party a penalty of _________% of the entrusted assets, and the defaulting party shall lose the investment income required by this contract or The right to asset management commissions.

If the manager fails to transfer the remaining assets and income in a timely manner in accordance with the provisions of Article 11 of this contract, each time the delay is delayed, the client shall be paid a compensation equivalent to _________ of the entrusted assets.

If the entrusted assets are seized or seized by the judicial or other government agencies, the administrator will not be obliged to defend the judicial or administrative proceedings against the entrusted assets on behalf of the principal, unless authorized in writing by the principal. The costs incurred by the entrusting party in handling the above disputes shall be borne by the entrusting party.

If the dispute between the two parties in the performance of this contract cannot be resolved by consensus, the defaulting party shall bear the expenses of the observant party to protect its own rights and expenses, including but not limited to travel expenses, legal fees, evidence collection fees, and attorney fees.

16. Legal application and dispute resolution

This contract is governed by and construed in accordance with the laws of _________.

The parties shall use their best efforts to resolve any dispute arising from or in connection with this contract through friendly negotiation. If the negotiation fails, either party has the right to file a lawsuit in the _________ People's Court.

17. In order to ensure the realization of the rights and obligations of the principal and manager, both parties entrust _________ as the supervisor. The rights and obligations of the principal, manager and supervisor are carried out in accordance with the provisions of the Regulations signed by the three parties.

18. Supplementary rules

All subsidiary files of this contract and any supplementary agreements signed by the parties in the future are an integral part of this contract and have the same legal effect.

Failure to waive a right in writing, failure by either party to exercise or exercise that right in accordance with this contract does not constitute a waiver of that right.

This contract is a _________ share, each party holds ______ copies, and the supervisor holds _________ copies, which has the same legal effect.

Client: _________ Manager: _________

Legal representative: _________ Legal representative: ______

Contact address: _________ Contact address: _________

Zip code: _________ Zip code: _________

_________Year ___Month ___Day _________Year ___Month___Day