Model of corporate bond listing agreement

Model of corporate bond listing agreement

Party A: _________

Party B: _________

In view of Party B's application for the listing of its bonds in Party A, Party A and Party B have signed this Agreement in accordance with the relevant provisions of relevant national laws, regulations and rules and the business rules such as "_________".

Article 1 The basic information of listed corporate bonds in this Agreement is as follows:

Bond name: _________;

Code: _________;

Bond denomination: _________;

the term:_________;

interest rate:_________;

Issue price: _________;

The total amount of actual issuance: _________;

The amount of funds raised: _________;

Approval number of the competent authority: _________.

Article 2 After the signing of this Agreement, Party A shall issue a listing notice to Party B to determine the date of listing.

Article 3 Party A has the right to conduct daily supervision of listed bonds in accordance with laws, regulations, rules, the authorization of the China Securities Regulatory Commission and business rules.

Article 4 Party B shall abide by the relevant laws, regulations and rules of the State and the rules and regulations of Party A, and exercise its rights and perform its obligations.

Article 5 After receiving the "Notice of Listing" issued by Party A, Party B shall publish the listing announcement on the information disclosure newspaper designated by the China Securities Regulatory Commission five days before the listing date, and place the listing application file at the designated place for public. Check it out.

The listing notice must indicate the following words in an obvious position: The issuer of the bond is responsible for the truthfulness, accuracy and completeness of the following published materials. If the following information is untrue, the bond issuer shall bear the corresponding responsibility arising therefrom.

_________ The stock exchange's review of the application for listing of this bond and related matters does not constitute a guarantee for the credit of this bond.

Article 6 The information that Party B should disclose includes periodic reports and interim reports. Periodic reports include annual reports and interim reports, and other reports are interim reports. Party B shall promptly and accurately disclose periodic reports and interim reports in accordance with the provisions of Chapter 5 of _________.

Article 7 Party B shall report Party A's assessment of the credit rating of corporate bonds and the changes in the credit tracking rating of corporate bonds to Party A in a timely manner.

Article 8 Party B must ensure that the information disclosed is true, accurate and complete, without false, seriously misleading statements or major omissions, and assumes individual or joint liability for its guarantee.

Article 9 Party A shall conduct a formal review of the information disclosed by Party B in accordance with relevant laws, regulations and rules, and shall not be liable for its contents.

Article 10 Party B shall hire a secretary of the board of directors or a corresponding full-time staff member to be responsible for contacting Party A and for information disclosure. Party B shall promptly notify Party A when there is a change in the secretary or full-time staff of the board of directors.

Article 11 Party B shall pay the listing fee of the bond to Party A. The listing fee shall be divided into the initial fee for listing and the monthly fee for listing. The initial fee for listing shall be paid at 0.01% of the total listing amount, and the maximum amount shall not exceed _________ yuan. The standard for listing monthly fee is : Based on the total amount of _________ yuan of the listed shares of the bonds, the monthly payment of _________ yuan, for each additional _________ yuan, the monthly fee increased by _________ yuan, the maximum does not exceed _________ yuan. Party B shall pay Party A the initial amount of the listing at the latest three days before the listing date, and from the second month of the listing date to the end of the listing, the annual subscription fee shall be paid in advance, and each year after receiving the payment notice, Party A specifies the account number.

Article 12 Party A shall terminate the bond transaction one week before the bond principal and interest payment date. If Party B redeems the bond through Party A, it shall, within 4 days prior to the payment of the dividend, transfer the payment to Party A's designated account, and shall pay Party A the payment. The specific amount shall be agreed upon separately.

Article 13 If the listed bonds of Party B are suspended from trading after the listing is suspended, there is no need to pay the initial fee for listing; if the listed bonds are delisted, the listed listing fees will not be refunded.

Article 14 Party A shall not be liable for any direct or indirect losses arising from the listing of the bonds.

Article 15 If Party B violates the agreement of this Agreement, Party A may take one or more of the following measures depending on its seriousness:

Warning

2. Impose a punitive liquidated damages of less than 50,000 yuan;

3. Order to correct within a time limit;

4. Suspension or delisting;

5. Other measures taken by Party A under laws, regulations, rules and business rules.

Article 16 When major changes occur in national laws, regulations, rules and policies, and this Agreement cannot be fulfilled or fully fulfilled, Party A and Party B shall re-sign the Agreement or supplement the Agreement.

Article 17 Matters not covered in this Agreement shall be dealt with in accordance with relevant laws, regulations, rules and business rules of Party A. Where the laws, regulations, rules and business rules do not stipulate, the parties may negotiate to supplement this agreement. The Supplementary Agreement is an integral part of this Agreement and has the same legal effect as this Agreement.

Article 18 In the course of the implementation of this Agreement, if there is any dispute, the two parties shall settle the dispute through consultation. If the negotiation fails, they shall submit it to the _________ Chapter of the China International Economic and Trade Arbitration Commission for arbitration.

Article 19 This Agreement shall enter into force on the date of signature and seal.

Article 20 The text of this Agreement shall be in quadruplicate and each party shall hold two copies, each of which shall have the same legal effect.

person A person B:_________

Legal representative: _________ Legal representative: ______

_________Year ____________________________________________