Fund business fax transaction agreement

Party A: _________

Fund account number: _________

Direct sales account: _________

Party B: _________ In order to regulate the fund trading business initiated and managed by Party B, in accordance with relevant laws, regulations and relevant business rules and regulations of Party B, through the friendly negotiation between Party A and Party B, the following agreement is reached on the matters related to the provision of fax transaction application services by Party B:

The first fax transaction and service content

1. The term "fax transaction" as used in this Agreement shall only apply to customers who open a fund trading account with Party B's direct selling agency. The "Fax Transaction" Nail Party opens a fund account at each of the investment and wealth management centers of Party B. After signing this agreement, the trading account will be submitted to Party B by fax.

2. The services of fax transactions include: subscription, subscription, redemption, withdrawal, change of dividends, fund conversion and change of contact information.

Second fax transaction conditions

1. Party A has signed the Agreement on Fax Transaction of Fund Business with Party B;

2. Party A has opened a fund account and trading account with Party B and the account is in a normal state during the performance of this Agreement;

3. If Party A applies for subscription or subscription business, the subscription or subscription funds will be fully credited to Party B's designated bank account no later than the expiration of the validity period of the transaction as stipulated in Party B's Direct Investment Investor Trading Guide; If the party handles the redemption and the fund conversion business, it shall have sufficient fund shares in its trading account within the effective time limit of the transaction involved in the application, otherwise it shall be regarded as invalid application;

4. Party A has provided relevant information in accordance with Party B's request, and filled out the relevant forms in real, accurate and complete manner, and signed the relevant files;

5. Party A has already processed the seal registration procedures at Party B;

6. From time to time, Party B shall inform other conditions that shall be met in an express manner.

The third fax transaction process

1. Party B shall designate a special fax telephone to accept Party A's fax transaction application, and other fax applications shall be deemed invalid. Party A shall designate a person to apply for a fund transaction. Except for the fax transaction application issued by the authorized operator through the designated fax telephone, other fax applications are also considered invalid.

2. When Party A handles the subscription, the application for faxing to Party B includes: an application form with a sealed seal, a photocopy of the identity card of the applicant or the manager, a photocopy of the transaction account card, and a stamp acceptance of the bank. Photocopy of the remittance voucher.

3. When Party A handles the redemption application, the information faxed to Party B includes: an application form stamped with the reserved seal, a photocopy of the identity card of the applicant or the manager, and a photocopy of the transaction account card.

4. When Party A handles the change of dividend method and contact information, the information faxed to Party B includes: an application form with a sealed seal, a photocopy of the identity card of the applicant or the manager, and a photocopy of the transaction account card.

5. Party A shall fax the application materials to Party B between 9:30 and 15:00 on the fund opening date specified by Party B. Applications that exceed the application processing time are processed in accordance with the application for the next open day.

6. After sending a fax, Party A shall immediately call to the Investment and Welfare Center of Party B for business to confirm the fax application. If Party A does not call to confirm, and Party B cannot contact Party A according to the contact number filled in when Party A opens an account, Party B can accept the fax content clearly and meet the application specified by Party B; the fax content is unclear, incomplete and inaccurate. If it does not comply with the relevant laws, the corresponding fund contract or the relevant business provisions of Party B, Party B has the right to suspend acceptance or disapproval of Party A's application. If Party A's application cannot be carried out or is delayed due to such reasons, Party B shall not be liable.

7. Party B receives the subscription of Party A's fax. After the application for subscription, the application shall be accepted after the verification funds are received. Otherwise, Party A shall re-edit the application date and confirm the signature.

8. If Party B receives the application for redemption from Party A, it shall accept the application when verifying that the trading account has sufficient fund balance. Otherwise, Party B shall consider it invalid, and Party B may not execute Party A's redemption application.

9. After Party B has processed Party A's application, Party B shall fax and print the application receipt to Party A as the certificate for accepting Party A's application. Party A can check the application confirmation result by telephone, website or visit the Investment Banking Center after 9:30 on T+2.

10. Party A shall post the original application form by post to the Investment and Welfare Center of Party B for acceptance of the business within the day after the fax application is issued. The time stamp shall prevail. Party B shall not receive the original application materials sent by Party A within five days after accepting the business, and Party B reserves the right to cancel the fax application of Party A.

11. If Party B's fax number is changed, Party A will be notified by notice and written form. Party A authorizes the manager or fax number to change, and must submit a business application, which will take effect after acceptance and confirmation by Party B.

Article 4 Confidential matters

1. Party B shall have confidentiality obligations for Party A's application materials and relevant information, but Party B shall not provide relevant information of Party A in accordance with the provisions of relevant laws and regulations or relevant judicial and administrative authorities.

2. Party A shall pay attention to the confidentiality of its own information and information. Party B shall not bear any responsibility for the losses caused by Party A's own negligence or other reasons causing the use of materials or information for others.

Article 5 The exemption clause shall cause liability to Party A due to one of the following reasons: Party B shall not be liable:

1. Due to power failure caused by force majeure, computer network and / or fax equipment failure, Party B is not responsible for the delay or failure of the resulting information transmission and reception.

2. If Party B receives a fax application with Party A's own or designated manager's signature and a sealed seal, Party B shall consider that the application is the true meaning of Party A. Party B shall not assume legal responsibility for the authenticity of the signature and seal and whether it is the true meaning of Party A.

3. If Party B fails to receive it, it has not received it all, or the received fax information of Party A is inaccurate, incomplete, unrecognizable or Party A violates laws and regulations, and the fund contract or Party B's business rules are unable to be enforced by Party B. Party B may not execute and shall not bear legal responsibility for this.

4. Due to communication line failures in the telecommunications sector, communication technology defects, computer hackers or computer viruses, the trading system is not functioning properly.

5. Unexpected changes in laws and policies or unexpected events caused by unpredictable and uncontrollable factors of Party B.

6. In the event of communication interruption, blockage, etc., the application cannot be made by fax or the fax cannot be confirmed.

7. Party B shall not be liable for any losses caused by Party A due to the risk accidents indicated in the “_________ Company Fund Business Risk Statement” attached to this Agreement.

8. Other provisions of the law and other Party B's exemptions as agreed in this Agreement.

Article 6 Amendment, Termination and Dissolution of the Agreement

1. Party B reserves the right to modify or supplement the contents of this Agreement. The notice of amendment clause is announced in writing to Party B's business premises. If Party A holds a protest against Party B's amendment, it shall file a written notice with Party B within _________ working days from the date of Party A's written announcement. The parties shall not be able to negotiate or fail to reach a consensus on such protests within ______ working days from the date of the written defense of Party B. This Agreement shall terminate from the deadline. If Party A fails to submit a written protest to Party B within the time limit mentioned in this paragraph, Party B shall be deemed to have agreed to Party A's amendment. This Agreement shall be implemented in accordance with the revised terms.

2. After the signing of this Agreement, if the relevant laws and regulations and the "Funds Contract", "Prospectus", "Public Prospectus" and other files that Party B and Party A should abide by are revised, the contents of this Agreement are not suitable. And the terms are invalid from the beginning, but the other content and terms of this Agreement will continue to be valid.

3. This Agreement shall enter into force immediately upon signature by both parties, and shall terminate upon the occurrence of one of the following:

Both parties terminate in writing.

Party A dies or no longer has the corresponding capacity for civil conduct.

Party A Recovery Fund Account or / and Direct Trading Account.

Party B retires as a fund manager.

This Agreement cannot be continued due to force majeure.

If one party breaches the contract, the other party shall notify the other party in writing to terminate this agreement.

Article 7: If the parties to the dispute resolve the dispute, they shall, as far as possible, resolve through negotiation and mediation. If consultation or mediation fails, either party has the right to apply to the _________ branch of the China International Economic and Trade Arbitration Commission for arbitration. Effective arbitration rules are carried out. The arbitral award is final and binding on both parties.

Article 8 Special Provisions Party A hereby confirms that Party A has read and understood the fund prospectus, fund contract, issuance announcement and the “_________ Company Fund Business Risk Manual” published by Party B; Party A further Confirm that Party A is fully aware of the risks of fax fund transactions and voluntarily assumes such risks. Party A also confirms that Party A has full obligations to notify Party B of the amendments to this Agreement as described in paragraph 1 of Article 6 of this Agreement; Party A further confirms that Party A will not be aware of the reason for any reason. Any amendments to the content of the notice, etc., to Party B to make any claims or claims.

Article 9 Other matters

1. This Agreement is made in two copies. Each Party A and Party B shall hold one copy and have the same legal effect.

2. Matters not covered in this Agreement shall be settled through negotiation between the two parties.

person A person B:_________

Authorized manager: _________ Agency manager: ______

Address: _________ Address: _________

Fax: _________ Fax: _________

Phone: _________ Phone: _________

_________Year ____________________________________________

Subsidiary file _________ company fund business risk statement Dear investors:

When you conduct fund trading, you may get a certain amount of income, but there are also certain fund trading risks. In order to better understand the risks involved, this risk statement is provided in accordance with the laws and regulations of the relevant securities investment funds and the _________ company fund business rules. Please read them carefully.

Since the fund invests primarily in the securities market, investors need to understand and assume the following risks:

1. Juguan economic risk: Due to the changes in China's giant economic situation and the changes in the surrounding countries, the regional macroeconomic environment and the surrounding securities market, it may cause fluctuations in the domestic securities market, thus changing the fund's income level.

2. Policy risk: The laws, regulations and related policies and rules of the securities market have changed, which may cause price fluctuations in the securities market, thus changing the fund's income level.

3. Listed company operating risks: Due to changes in the overall business situation of the listed company, the factors such as the management of listed companies, such as major mistakes in business decisions, changes in senior management, major litigation, etc. may cause the company’s securities prices. Fluctuation; due to poor management of listed companies and even the company will be suspended and delisted, these will change the fund's income level.

In addition, investors need to understand and bear the following risks:

1. Technology risk: Since fund trading and market disclosure are realized through electronic communication technology and computer technology, these technologies may be attacked by cyber hackers and computer viruses, which may result in the loss of fund assets.

2. In the process of fund management operation, the manager's knowledge and experience will affect his judgment on the economic situation and the trend of securities prices, which will lead to changes in the fund's income level.

3. Risks caused by force majeure factors: Force majeure factors such as earthquakes, fires, floods, wars, etc. may lead to securities trading systems, fund trading systems, uncontrollable and unpredictable system failures, equipment failures, communication failures, power failures, etc. This may result in abnormal operation or even awkwardness in the securities trading system and the fund trading system, which may result in changes in the fund's income level or your commission cannot be filled.

4. Other risks: Due to your password loss, improper operation, mistakes in decision-making, etc., you may lose money, and the loss will be borne by you; in the fund transaction, others will give you a guarantee of profit or no loss. Any commitment is unfounded, and a similar commitment will not reduce your chances of losing money.

Special Note:

The company advises investors to carefully formulate fund investment strategies based on their own economic strength and psychological endurance. In particular, they should clearly understand that fund trading is a kind of securities trading, and also implies trading risks.

It can be seen from the above that the securities market is a market with risks all the time. As a kind of investment in the securities market, the fund also has various risks. There is a possibility of profit when you conduct fund trading, and there is also a risk of loss. This risk statement does not reveal the full extent of the risk of conducting a fund transaction and the full extent of the securities market. Please be sure to have a clear understanding of this and seriously consider whether to conduct fund transactions.

The fund is risky and investment must be cautious!

e-mail:_________

Company website: _________

customer service center:_________