Summary of personal work of the information technology department of the securities company
XX year is an extraordinary year. The earthquake, the financial tsunami, and all the mercy swallowed us all. Many people have not yet climbed out of the ruins of the earthquake, and another round of new financial tsunami is so overwhelming. Xxxx is the winter of the securities industry and the winter of the people of the world. However, with the joint efforts of the company's leaders and all employees, we have come tough. Winter is about to pass, we are all ready to meet tomorrow's hopes!
This year is my fourth year in the information technology department of the securities company, and my department is the core department of the securities company. My words and deeds and every move represent the company's image. I can't even have a sloppy and relaxed work in my work. A small mistake can cast a major disastrous result. As we all know, the information technology department of a securities company is one of the busiest departments, and my position is not a little idle. Every time the new system is put into production and construction, I have new discoveries every time, new progress. ! During my time in the Information Technology Department, I felt that I am making progress every day! In addition to daily maintenance, there are still some other tasks that need to be dealt with. Therefore, in such a work environment, I am forced to constantly remind myself to be serious and serious in my work, strictly in accordance with the company's rules and regulations. Actual operation. I have always been asking myself for the whole year. Under the joint efforts of all the staff of the department and me, I personally did not have a liability accident in XX. In dealing with business skills, I have a requirement for myself: three people must have my teacher, and we must do everything possible to understand and not understand, and strive to achieve a qualified technical work in the securities industry in the new era. By.
Below I will make a brief summary of the work done by XX in the past year:
1. Construction of Hang Seng Internal Control Platform and Data Center System According to the requirements of China Securities Regulatory Commission and Shanghai Stock Exchange, securities companies must establish a net capital reporting system, abnormal transaction monitoring and size non-holding monitoring system. Since the original independent depository system of our company was developed by Fujian Xinyi Company, the database platform is based on sql serverXX, and Xinyi's net capital reporting system, abnormal transaction monitoring and size non-reduction monitoring system are based on the database teradata. Therefore, the investment in the database will increase a large fee, and the total cost of hardware and software will need to be invested more than one million, which is not ideal in terms of system stability and ease of operation. Later, I consulted the system of Kingstar Company, and the cost was more than one million. Compared with the original innovative storage system of our company, the cost of repeated investment was increased. In combination with the company's actual business situation, it has made more in-depth discussions and considerations in selecting developers and prices. Hang Seng Company is willing to transplant our company's original independent depository system and anti-money laundering system unconditionally. The quotation is also given the price given on the basis of fully protecting the original system, and there is also a special maintenance team with strong strength. . Starting from the actual business situation of the company, the Hang Seng company internal control platform and data center system with appropriate price were finally selected.
2. Post-maintenance of Hang Seng internal control platform and data center system construction During the three months of intense construction and testing, our company's securities company anti-money laundering monitoring and reporting system, internal control platform, net capital monitoring system, abnormal transactions and size The construction of the reduction and monitoring system was successfully completed, and the operation of the previously innovative independent depository system was taken over. From the discussion of the system requirements to the preparation and official operation, the company's leaders and members of the project team have received strong support, so it is very smooth in the construction and testing process. In the later maintenance, it is mainly for the solution of some new requirements and the new report submission requirements of the CSRC. At present, the engineers of Hang Seng Company are in the process of solving the problem at our company, and it is estimated that all the solutions can be completed at the end of the month.
3. Construction of the three-party custody system and post-maintenance “brokers custody securities, bank supervision funds” This is the general thinking of the three parties. The purpose is to fully protect investors and make funds safer and investors more reassured.
From the proposal of the three parties to the construction and the official launch, our departments are at the forefront. From contacting the communication line, contacting the bank to testing and officially launching, all employees in our department are quietly working hard to learn and carry out this new business. With the joint efforts of all employees of the company, this year, the Bank of China and Industrial Bank have been added. At present, the prospective production test of China Merchants Bank has been completed, and it is now in the stage of real-time testing. It is estimated that it will be officially launched at the beginning of next year.
3. The new report reporting rules of the company's net capital monitoring system According to the requirements of the CSRC, the securities company needs to implement the new reporting rules and formally submit it on December 1, xxxx. Since the net capital monitoring system that our company has been running on is still an old report, it is necessary to contact Hang Seng Company to upgrade the original net capital system to meet the requirements of the new report submission of the CSRC. After understanding the company's needs, and Hang Seng company contact upgrades and progressing smoothly, the current Hang Seng company engineers are on-site to resolve, this month can formally submit new reports.
4. The production company's three-party depository system common problems and treatment methods summary, the original broker marketing system transplantation project, with the central computer room to add online transactions as, ar four.
5. Replacement of foreign currency transfer, clearing machine, market distribution system machine, consulting receiving and forwarding machine in the central computer room.
6. Upgrade the new account opening certificate of each business department and service department, contact the upgrade of the three-party depository license and the authorization of the relevant system, and solve the problem that the financial department cannot re-export the certificate.
7. Produce a summary of common problems and treatment methods for online trading system login and no commission, and produce a company risk control system rating form. Since the branches of the company need to upload image scanning data and the unified burning disc of the clearing center, the ftp user and network connection configuration are opened. Produce the central office system emergency plan and equipment label and post it.
8. Cooperate with the company's computer room renovation project, warehouse cleaning and machine sanitation.
9. Cooperate with Hang Seng engineers to upgrade the central machine room's offer system to reduce the risk and pressure of the offer, cooperate with Hang Seng engineers to upgrade the three-party depository system version and interface, and cooperate with Hang Seng engineers to upgrade the company's oiw offer library structure. Hang Seng's assessment of our company's information system.
10. Cooperate with the company's compliance management department and the People's Bank of China to report the anti-money laundering data of our company, and cooperate with the company's compliance management department to report the anti-money laundering data. Cooperate with the Guizhou Securities Regulatory Bureau to check the central computer room and prepare some documents.
11. Install open-end fund system, test and clearing, send mail data and other matters, and cooperate with the North Central Sales Department to switch between Novell system and network isolation.
12. After the merger of the original Hantang and Huachuang seats, the offer was unified. Cooperate with Beijing Road Sales Department, Xinhua Road Sales Department and ICBC's three-party depository work in batches.
13. Cooperate with Deyang Disaster Recovery Center System Construction and make emergency switching plan.
14. Work in conjunction with company account specifications.
15. Daily maintenance and inspection of the equipment room, log filling, data backup, and duty work.
I have a passion for learning new knowledge and constant exploration, every time the company develops new business and organizes activities. I will be the first to stand up, no matter what time I work overtime, I have never complained. Because I know that there are still many places where I need to learn and improve. I will also actively use every opportunity to learn new business, do a good job in testing new business, and not delay the work of the entire department. Under this kind of thinking, I have done a good job in every task assigned by the department leaders.
There are also some shortcomings:
1. The securities business has yet to be fully understood.
2. Knowledge and hands-on skills in the network need to be strengthened.
3. In the maintenance or engineering implementation, efforts to summarize the key issues and form documents are not enough. Only in this way will it be easier for everyone to share, reduce unnecessary duplication of work, and improve the efficiency of the department.
4. In the future work and study, we must constantly learn new business, new knowledge, and constantly update knowledge.
improvement measures:
1. Pay attention to the accumulation of knowledge and skills, study hard, and grow while practicing.
2. Strengthen the study of the network and database, and have the opportunity to participate in relevant training.
3. Be good at summing up in the work, pay attention to the typical and key problem solving, and form a document. I hope the department will strengthen communication and supervision in this regard.
4. Actively strive for new business engineering testing and implementation opportunities, and learn in practice.
5. Strengthen communication with various sales departments and service departments.
Xxxx year work schedule:
1. Cooperate with the company's open-end fund system construction, testing and launch.
2. Cooperate with the company's China Merchants Bank for real-time testing and official online work.
3. Anti-money laundering monitoring system, net capital monitoring system, abnormal transaction and size non-reduction monitoring system, internal control system maintenance and related upgrades.
4. After the service department is upgraded to the sales department, the relevant maintenance work after the financial login site is added to the related backup work of the financial system.
5. Maintenance of counter system and tripartite depository system and related upgrades.
6. Cooperate with the network transformation project and network management of the company's central computer room.
7. Strengthen the study of the 08 trading counter related system and the learning of the oracle database.
In the new year, I set a new goal for myself, that is, to step up learning, to better enrich myself, and to meet the challenges of the new era with a full spirit. There will be more opportunities and competition waiting for me next year, and my heart is secretly encouraging myself. To stand firm in the competition. Being down-to-earth, your eyes should not be limited to the small circles around you. You should focus on the overall situation and focus on future development. I will also learn from other outstanding colleagues, learn from each other's strengths, exchange good work experience, and make progress together. Strive for better job performance.
This year is my fourth year in the information technology department of the securities company, and my department is the core department of the securities company. My words and deeds and every move represent the company's image. I can't even have a sloppy and relaxed work in my work. A small mistake can cast a major disastrous result. As we all know, the information technology department of a securities company is one of the busiest departments, and my position is not a little idle. Every time the new system is put into production and construction, I have new discoveries every time, new progress. ! During my time in the Information Technology Department, I felt that I am making progress every day! In addition to daily maintenance, there are still some other tasks that need to be dealt with. Therefore, in such a work environment, I am forced to constantly remind myself to be serious and serious in my work, strictly in accordance with the company's rules and regulations. Actual operation. I have always been asking myself for the whole year. Under the joint efforts of all the staff of the department and me, I personally did not have a liability accident in XX. In dealing with business skills, I have a requirement for myself: three people must have my teacher, and we must do everything possible to understand and not understand, and strive to achieve a qualified technical work in the securities industry in the new era. By.
Below I will make a brief summary of the work done by XX in the past year:
1. Construction of Hang Seng Internal Control Platform and Data Center System According to the requirements of China Securities Regulatory Commission and Shanghai Stock Exchange, securities companies must establish a net capital reporting system, abnormal transaction monitoring and size non-holding monitoring system. Since the original independent depository system of our company was developed by Fujian Xinyi Company, the database platform is based on sql serverXX, and Xinyi's net capital reporting system, abnormal transaction monitoring and size non-reduction monitoring system are based on the database teradata. Therefore, the investment in the database will increase a large fee, and the total cost of hardware and software will need to be invested more than one million, which is not ideal in terms of system stability and ease of operation. Later, I consulted the system of Kingstar Company, and the cost was more than one million. Compared with the original innovative storage system of our company, the cost of repeated investment was increased. In combination with the company's actual business situation, it has made more in-depth discussions and considerations in selecting developers and prices. Hang Seng Company is willing to transplant our company's original independent depository system and anti-money laundering system unconditionally. The quotation is also given the price given on the basis of fully protecting the original system, and there is also a special maintenance team with strong strength. . Starting from the actual business situation of the company, the Hang Seng company internal control platform and data center system with appropriate price were finally selected.
2. Post-maintenance of Hang Seng internal control platform and data center system construction During the three months of intense construction and testing, our company's securities company anti-money laundering monitoring and reporting system, internal control platform, net capital monitoring system, abnormal transactions and size The construction of the reduction and monitoring system was successfully completed, and the operation of the previously innovative independent depository system was taken over. From the discussion of the system requirements to the preparation and official operation, the company's leaders and members of the project team have received strong support, so it is very smooth in the construction and testing process. In the later maintenance, it is mainly for the solution of some new requirements and the new report submission requirements of the CSRC. At present, the engineers of Hang Seng Company are in the process of solving the problem at our company, and it is estimated that all the solutions can be completed at the end of the month.
3. Construction of the three-party custody system and post-maintenance “brokers custody securities, bank supervision funds” This is the general thinking of the three parties. The purpose is to fully protect investors and make funds safer and investors more reassured.
From the proposal of the three parties to the construction and the official launch, our departments are at the forefront. From contacting the communication line, contacting the bank to testing and officially launching, all employees in our department are quietly working hard to learn and carry out this new business. With the joint efforts of all employees of the company, this year, the Bank of China and Industrial Bank have been added. At present, the prospective production test of China Merchants Bank has been completed, and it is now in the stage of real-time testing. It is estimated that it will be officially launched at the beginning of next year.
3. The new report reporting rules of the company's net capital monitoring system According to the requirements of the CSRC, the securities company needs to implement the new reporting rules and formally submit it on December 1, xxxx. Since the net capital monitoring system that our company has been running on is still an old report, it is necessary to contact Hang Seng Company to upgrade the original net capital system to meet the requirements of the new report submission of the CSRC. After understanding the company's needs, and Hang Seng company contact upgrades and progressing smoothly, the current Hang Seng company engineers are on-site to resolve, this month can formally submit new reports.
4. The production company's three-party depository system common problems and treatment methods summary, the original broker marketing system transplantation project, with the central computer room to add online transactions as, ar four.
5. Replacement of foreign currency transfer, clearing machine, market distribution system machine, consulting receiving and forwarding machine in the central computer room.
6. Upgrade the new account opening certificate of each business department and service department, contact the upgrade of the three-party depository license and the authorization of the relevant system, and solve the problem that the financial department cannot re-export the certificate.
7. Produce a summary of common problems and treatment methods for online trading system login and no commission, and produce a company risk control system rating form. Since the branches of the company need to upload image scanning data and the unified burning disc of the clearing center, the ftp user and network connection configuration are opened. Produce the central office system emergency plan and equipment label and post it.
8. Cooperate with the company's computer room renovation project, warehouse cleaning and machine sanitation.
9. Cooperate with Hang Seng engineers to upgrade the central machine room's offer system to reduce the risk and pressure of the offer, cooperate with Hang Seng engineers to upgrade the three-party depository system version and interface, and cooperate with Hang Seng engineers to upgrade the company's oiw offer library structure. Hang Seng's assessment of our company's information system.
10. Cooperate with the company's compliance management department and the People's Bank of China to report the anti-money laundering data of our company, and cooperate with the company's compliance management department to report the anti-money laundering data. Cooperate with the Guizhou Securities Regulatory Bureau to check the central computer room and prepare some documents.
11. Install open-end fund system, test and clearing, send mail data and other matters, and cooperate with the North Central Sales Department to switch between Novell system and network isolation.
12. After the merger of the original Hantang and Huachuang seats, the offer was unified. Cooperate with Beijing Road Sales Department, Xinhua Road Sales Department and ICBC's three-party depository work in batches.
13. Cooperate with Deyang Disaster Recovery Center System Construction and make emergency switching plan.
14. Work in conjunction with company account specifications.
15. Daily maintenance and inspection of the equipment room, log filling, data backup, and duty work.
I have a passion for learning new knowledge and constant exploration, every time the company develops new business and organizes activities. I will be the first to stand up, no matter what time I work overtime, I have never complained. Because I know that there are still many places where I need to learn and improve. I will also actively use every opportunity to learn new business, do a good job in testing new business, and not delay the work of the entire department. Under this kind of thinking, I have done a good job in every task assigned by the department leaders.
There are also some shortcomings:
1. The securities business has yet to be fully understood.
2. Knowledge and hands-on skills in the network need to be strengthened.
3. In the maintenance or engineering implementation, efforts to summarize the key issues and form documents are not enough. Only in this way will it be easier for everyone to share, reduce unnecessary duplication of work, and improve the efficiency of the department.
4. In the future work and study, we must constantly learn new business, new knowledge, and constantly update knowledge.
improvement measures:
1. Pay attention to the accumulation of knowledge and skills, study hard, and grow while practicing.
2. Strengthen the study of the network and database, and have the opportunity to participate in relevant training.
3. Be good at summing up in the work, pay attention to the typical and key problem solving, and form a document. I hope the department will strengthen communication and supervision in this regard.
4. Actively strive for new business engineering testing and implementation opportunities, and learn in practice.
5. Strengthen communication with various sales departments and service departments.
Xxxx year work schedule:
1. Cooperate with the company's open-end fund system construction, testing and launch.
2. Cooperate with the company's China Merchants Bank for real-time testing and official online work.
3. Anti-money laundering monitoring system, net capital monitoring system, abnormal transaction and size non-reduction monitoring system, internal control system maintenance and related upgrades.
4. After the service department is upgraded to the sales department, the relevant maintenance work after the financial login site is added to the related backup work of the financial system.
5. Maintenance of counter system and tripartite depository system and related upgrades.
6. Cooperate with the network transformation project and network management of the company's central computer room.
7. Strengthen the study of the 08 trading counter related system and the learning of the oracle database.
In the new year, I set a new goal for myself, that is, to step up learning, to better enrich myself, and to meet the challenges of the new era with a full spirit. There will be more opportunities and competition waiting for me next year, and my heart is secretly encouraging myself. To stand firm in the competition. Being down-to-earth, your eyes should not be limited to the small circles around you. You should focus on the overall situation and focus on future development. I will also learn from other outstanding colleagues, learn from each other's strengths, exchange good work experience, and make progress together. Strive for better job performance.
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